Filing Details
- Accession Number:
- 0001127602-20-027473
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-23 19:22:10
- Reporting Period:
- 2020-10-22
- Accepted Time:
- 2020-10-23 19:22:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1130144 | Sierra Bancorp | BSRR | State Commercial Banks (6022) | 330937517 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1321939 | F James Gardunio | 86 N. Main Street Porterville CA 93257 | Evp/Chief Credit Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-10-22 | 5,000 | $17.25 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-10-22 | 5,000 | $20.70 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-10-22 | 5,000 | $16.35 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-10-22 | 5,000 | $20.70 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-10-22 | 2,450 | $10.73 | 2,450 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-10-22 | 2,450 | $20.70 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-10-23 | 1,550 | $10.73 | 1,550 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-10-23 | 1,550 | $20.75 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-10-23 | 2,700 | $10.21 | 2,700 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-10-23 | 2,700 | $20.75 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2020-10-22 | 5,000 | $0.00 | 5,000 | $17.25 |
| Common Stock | Stock Options | Disposition | 2020-10-22 | 5,000 | $0.00 | 5,000 | $16.35 |
| Common Stock | Stock Options | Disposition | 2020-10-22 | 2,450 | $0.00 | 2,450 | $10.73 |
| Common Stock | Stock Options | Disposition | 2020-10-23 | 1,550 | $0.00 | 1,550 | $10.73 |
| Common Stock | Stock Options | Disposition | 2020-10-23 | 2,700 | $0.00 | 2,700 | $10.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-02-18 | 2026-02-18 | No | 4 | M | Direct |
| 0 | 2014-11-20 | 2024-11-20 | No | 4 | M | Direct |
| 1,550 | 2011-11-18 | 2020-11-18 | No | 4 | M | Direct |
| 0 | 2011-11-18 | 2020-11-18 | No | 4 | M | Direct |
| 0 | 2012-11-15 | 2022-11-15 | No | 4 | M | Direct |
Footnotes
- This option is immediately vested.
- Represents date on which first installment of the reported option becomes exercisable. All options reported become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option.
Billionaire Hedge Funds
