Filing Details

Accession Number:
0000899243-20-029109
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-22 20:24:46
Reporting Period:
2020-10-20
Accepted Time:
2020-10-22 20:24:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1719395 Eargo Inc. EAR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1253886 G Patrick Enright 2740 Sand Hill Road, 2Nd Floor
Menlo Park CA 94025
No No Yes No
1787456 Longitude Venture Partners Iv, L.p. C/O Longitude Venture Partners
2740 Sand Hill Road, 2Nd Floor
Menlo Park CA 94025
No No Yes No
1829169 Longitude Capital Partners Iv, Llc C/O Longitude Venture Partners
2740 Sand Hill Road, 2Nd Floor
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-10-20 3,685,358 $0.00 3,685,358 No 4 C Direct
Common Stock Acquisiton 2020-10-20 233,333 $18.00 3,918,691 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series E Preferred Stock Disposition 2020-10-20 3,685,358 $0.00 3,685,358 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
Footnotes
  1. The Series E Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
  2. These shares are are held directly by the Reporting Person. Longitude Capital Partners IV, LLC ("LCP4") is the general partner of the Reporting Person and may be deemed to have voting, investment and dispositive power over the shares held by the Reporting Person. Juliet Tammenoms Bakker, a member of the Issuer's board of directors, and Patrick G. Enright are managing members of LCP4 (each a "Manager" and collectively, the "Managers") and may each be deemed to share voting, investment and dispositive power with respect to the shares held by the Reporting Person. Each of LCP4 and the Managers disclaims beneficial ownership of the shares held by the Reporting Person and this report shall not be deemed an admission that any of them is the beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein..