Filing Details
- Accession Number:
- 0000899243-20-029109
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-22 20:24:46
- Reporting Period:
- 2020-10-20
- Accepted Time:
- 2020-10-22 20:24:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1719395 | Eargo Inc. | EAR | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1253886 | G Patrick Enright | 2740 Sand Hill Road, 2Nd Floor Menlo Park CA 94025 | No | No | Yes | No | |
1787456 | Longitude Venture Partners Iv, L.p. | C/O Longitude Venture Partners 2740 Sand Hill Road, 2Nd Floor Menlo Park CA 94025 | No | No | Yes | No | |
1829169 | Longitude Capital Partners Iv, Llc | C/O Longitude Venture Partners 2740 Sand Hill Road, 2Nd Floor Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-10-20 | 3,685,358 | $0.00 | 3,685,358 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2020-10-20 | 233,333 | $18.00 | 3,918,691 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series E Preferred Stock | Disposition | 2020-10-20 | 3,685,358 | $0.00 | 3,685,358 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct |
Footnotes
- The Series E Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
- These shares are are held directly by the Reporting Person. Longitude Capital Partners IV, LLC ("LCP4") is the general partner of the Reporting Person and may be deemed to have voting, investment and dispositive power over the shares held by the Reporting Person. Juliet Tammenoms Bakker, a member of the Issuer's board of directors, and Patrick G. Enright are managing members of LCP4 (each a "Manager" and collectively, the "Managers") and may each be deemed to share voting, investment and dispositive power with respect to the shares held by the Reporting Person. Each of LCP4 and the Managers disclaims beneficial ownership of the shares held by the Reporting Person and this report shall not be deemed an admission that any of them is the beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein..