Home > Insider Trading > Filing (0001209191-20-055616)

Filing Details

Accession Number:: 0001209191-20-055616
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-10-22 19:48:51
Reporting Period:: 2020-10-20

Accepted Time:: 2020-10-22 19:48:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1719395	Eargo Inc.	EAR	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1629794	New Enterprise Associates 15, L.p.	1954 Greenspring Drive Suite 600 Timonium MD 21093	No	No	Yes	No
1640031	Nea Partners 15, L.p.	1954 Greenspring Drive Suite 600 Timonium MD 21093	No	No	Yes	No
1640033	Nea 15 Gp, Llc	1954 Greenspring Drive Suite 600 Timonium MD 21093	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-10-20	1,858,716	$0.00	1,858,716	No	4	C	Direct
Common Stock	Acquisiton	2020-10-20	1,426,354	$0.00	3,285,070	No	4	C	Direct
Common Stock	Acquisiton	2020-10-20	791,214	$0.00	4,076,284	No	4	C	Direct
Common Stock	Acquisiton	2020-10-20	699,163	$0.00	4,775,447	No	4	C	Direct
Common Stock	Acquisiton	2020-10-20	1,433,459	$0.00	6,208,906	No	4	C	Direct
Common Stock	Acquisiton	2020-10-20	311,111	$18.00	6,520,017	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series B-1 Preferred Stock	Disposition	2020-10-20	546,532	$0.00	1,858,716	$0.00
Common Stock	Series C Preferred Stock	Disposition	2020-10-20	1,274,929	$0.00	1,426,354	$0.00
Common Stock	Series C-1 Preferred Stock	Disposition	2020-10-20	762,959	$0.00	791,214	$0.00
Common Stock	Series D Preferred Stock	Disposition	2020-10-20	560,789	$0.00	699,163	$0.00
Common Stock	Series E Preferred Stock	Disposition	2020-10-20	1,433,459	$0.00	1,433,459	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct

Footnotes

The Series B-1 Preferred Stock automatically converted into shares of Common Stock on a 1:3.400930233 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
The shares are directly held by New Enterprise Associates 15, L.P. ("NEA 15"), and indirectly held by NEA Partners 15, L.P. ("NEA Partners 15"), the sole general partner of NEA 15, NEA 15 GP, LLC ("NEA 15 GP"), the sole general partner of NEA Partners 15, and the individual managers of NEA 15 GP (NEA Partners 15, NEA 15 GP and the individual managers of NEA 15 GP, together, the "Indirect Reporting Persons"). The individual managers of NEA 15 GP are Forest Baskett, Anthony A. Florence, Jr., Mohamad Makhzoumi, Josh Makower, Scott D. Sandell and Peter W. Sonsini. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 15 shares in which the Indirect Reporting Persons have no pecuniary interest.
The Series C Preferred Stock automatically converted into shares of Common Stock on a 1:1.118772093 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
The Series C-1 Preferred Stock automatically converted into shares of Common Stock on a 1:1.037033844 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
The Series D Preferred Stock automatically converted into shares of Common Stock on a 1:1.246748888 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
The Series E Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.