Filing Details
- Accession Number:
- 0001398344-20-020489
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-22 16:36:45
- Reporting Period:
- 2020-10-07
- Accepted Time:
- 2020-10-22 16:36:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1678130 | Rivernorthubleline Strategic Opportunity Fund Inc. | RSF | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1646929 | W. Patrick Galley | 325 N. Lasalle Street Suite 645 Chicago IL 60654 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-10-20 | 1,300 | $14.90 | 9,919 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-10-20 | 900 | $14.88 | 10,819 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-10-20 | 900 | $14.90 | 11,719 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-10-10 | 900 | $14.89 | 12,619 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-10-10 | 3,700 | $14.90 | 16,319 | No | 4 | P | Indirect | Joint Account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | Joint Account |