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Filing Details

Accession Number:: 0000899243-20-028926
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-10-21 20:39:57
Reporting Period:: 2013-10-28

Accepted Time:: 2020-10-21 20:39:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
895421	Morgan Stanley	MS	Commercial Banks, Nec (6029)	0331

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
67088	Mitsubishi Ufj Financial Group Inc	7-1, Marunouchi 2-Chome, Chiyoda-Ku Tokyo M0 100-8330		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-10-28	$29.09	432,017,152	No	4	P	Indirect	Through Subsidiary
Common Stock	Acquisiton	2013-11-15	$30.46	432,017,152	No	4	P	Indirect	Through Subsidiary
Common Stock	Disposition	2013-12-18	$30.69	432,017,152	No	4	S	Indirect	Through Subsidiary
Common Stock	Acquisiton	2014-01-16	$31.87	432,017,152	No	4	P	Indirect	Through Subsidiary
Common Stock	Acquisiton	2014-01-17	$32.83	432,017,152	No	4	P	Indirect	Through Subsidiary
Common Stock	Acquisiton	2014-01-31	$29.55	432,017,152	No	4	P	Indirect	Through Subsidiary
Common Stock	Disposition	2014-04-08	$29.35	432,017,152	No	4	S	Indirect	Through Subsidiary
Common Stock	Acquisiton	2014-05-09	$29.50	432,017,152	No	4	P	Indirect	Through Subsidiary
Common Stock	Acquisiton	2014-05-13	$30.42	432,017,152	No	4	P	Indirect	Through Subsidiary
Common Stock	Disposition	2014-06-24	$32.18	432,017,152	No	4	S	Indirect	Through Subsidiary
Common Stock	Acquisiton	2014-11-19	$35.36	432,017,152	No	4	P	Indirect	Through Subsidiary
Common Stock	Disposition	2014-12-11	$37.68	432,017,152	No	4	S	Indirect	Through Subsidiary
Common Stock	Disposition	2014-12-16	$35.59	432,017,152	No	4	S	Indirect	Through Subsidiary
Common Stock	Acquisiton	2015-02-26	$36.33	432,017,152	No	4	P	Indirect	Through Subsidiary
Common Stock	Acquisiton	2015-07-16	$40.07	432,017,152	No	4	P	Indirect	Through Subsidiary
Common Stock	Acquisiton	2015-07-23	$40.53	432,017,152	No	4	P	Indirect	Through Subsidiary
Common Stock	Acquisiton	2015-12-14	$32.33	432,017,152	No	4	P	Indirect	Through Subsidiary
Common Stock	Disposition	2015-12-14	$31.77	432,017,152	No	4	S	Indirect	Through Subsidiary
Common Stock	Acquisiton	2015-12-16	$33.35	432,017,152	No	4	P	Indirect	Through Subsidiary
Common Stock	Acquisiton	2016-02-18	$24.06	432,017,152	No	4	P	Indirect	Through Subsidiary
Common Stock	Disposition	2016-03-02	$25.99	432,017,152	No	4	S	Indirect	Through Subsidiary
Common Stock	Acquisiton	2016-03-03	$25.99	432,017,152	No	4	P	Indirect	Through Subsidiary
Common Stock	Disposition	2016-04-01	$25.04	432,017,152	No	4	S	Indirect	Through Subsidiary
Common Stock	Disposition	2016-04-11	$24.14	432,017,152	No	4	S	Indirect	Through Subsidiary
Common Stock	Acquisiton	2016-05-31	$27.37	432,017,152	No	4	P	Indirect	Through Subsidiary
Common Stock	Disposition	2016-05-31	$27.72	432,017,152	No	4	S	Indirect	Through Subsidiary
Common Stock	Acquisiton	2016-07-13	$27.18	432,017,152	No	4	P	Indirect	Through Subsidiary
Common Stock	Acquisiton	2016-07-26	$29.23	432,017,152	No	4	P	Indirect	Through Subsidiary
Common Stock	Acquisiton	2016-08-03	$28.42	432,017,152	No	4	P	Indirect	Through Subsidiary
Common Stock	Acquisiton	2016-10-19	$32.93	432,017,152	No	4	P	Indirect	Through Subsidiary

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Through Subsidiary
No	4	P	Indirect	Through Subsidiary
No	4	S	Indirect	Through Subsidiary
No	4	P	Indirect	Through Subsidiary
No	4	P	Indirect	Through Subsidiary
No	4	P	Indirect	Through Subsidiary
No	4	S	Indirect	Through Subsidiary
No	4	P	Indirect	Through Subsidiary
No	4	P	Indirect	Through Subsidiary
No	4	S	Indirect	Through Subsidiary
No	4	P	Indirect	Through Subsidiary
No	4	S	Indirect	Through Subsidiary
No	4	S	Indirect	Through Subsidiary
No	4	P	Indirect	Through Subsidiary
No	4	P	Indirect	Through Subsidiary
No	4	P	Indirect	Through Subsidiary
No	4	P	Indirect	Through Subsidiary
No	4	S	Indirect	Through Subsidiary
No	4	P	Indirect	Through Subsidiary
No	4	P	Indirect	Through Subsidiary
No	4	S	Indirect	Through Subsidiary
No	4	P	Indirect	Through Subsidiary
No	4	S	Indirect	Through Subsidiary
No	4	S	Indirect	Through Subsidiary
No	4	P	Indirect	Through Subsidiary
No	4	S	Indirect	Through Subsidiary
No	4	P	Indirect	Through Subsidiary
No	4	P	Indirect	Through Subsidiary
No	4	P	Indirect	Through Subsidiary
No	4	P	Indirect	Through Subsidiary

Footnotes

By virtue of its right to appoint two directors to the Board of Directors of Morgan Stanley, the Reporting Person is also a director of Morgan Stanley by deputization.
The purchases and sales reflect the Reporting Person's pecuniary interest in transactions effected by its wholly-owned subsidiaries indirectly through certain investment funds.
The Reporting Person has disgorged the profits realized by these transactions to the Issuer, including all transactions as to which the Reporting Person has disclaimed beneficial ownership and all transactions and securities which the Reporting Person has disclaimed being subject to Section 16.
The amounts reported in this column reflect not only the transactions set forth in this disclosure, but also those reported in prior Form 4 filings.
This Form 4 is the result of the Reporting Person's review of past trading activity in Morgan Stanley equity securities. That review, which began in late 2018, remains ongoing, and the Reporting Person will make further disclosures should it determine that it is necessary to do so.