Filing Details
- Accession Number:
- 0001209191-20-055425
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-20 20:01:18
- Reporting Period:
- 2020-10-20
- Accepted Time:
- 2020-10-20 20:01:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1819790 | Tarsus Pharmaceuticals Inc. | TARS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1341382 | N James Topper | 601 Union Street, Suite 3200 Seattle WA 92101 | No | No | Yes | No | |
1365617 | J Patrick Heron | 601 Union Street, Suite 3200 Seattle WA 98101 | No | No | Yes | No | |
1720320 | Frazier Life Sciences Ix, L.p. | 601 Union Street, Suite 3200 Seattle WA 98101 | No | No | Yes | No | |
1782789 | Fhmls Ix, L.p. | 601 Union Street, Suite 3200 Seattle WA 98101 | No | No | Yes | No | |
1782791 | Fhmls Ix, L.l.c. | 601 Union Street, Suite 3200 Seattle WA 98101 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-10-20 | 1,390,376 | $0.00 | 1,390,376 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2020-10-20 | 214,281 | $0.00 | 1,604,657 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2020-10-20 | 312,500 | $16.00 | 1,917,157 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2020-10-20 | 1,390,376 | $0.00 | 1,390,376 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2020-10-20 | 214,281 | $0.00 | 214,281 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's common stock, par value $0.0001 per share, on a one-for-one basis. The shares of Preferred Stock had no expiration date.
- The shares are held directly by Frazier Life Sciences IX, L.P. ("FLS LP"). The general partner of FLS LP is FHMLS IX, L.P., and the general partner of FHMLS IX, L.P. is FHMLS IX, LLC. James Topper and Patrick Heron are the sole managing members of FHMLS IX, LLC, and share voting and dispositive power over the shares held by FLS LP. Each of Dr. Topper, Mr. Heron, FHMLS IX, L.P. and FHMLS IX, LLC disclaim beneficial ownership of the shares held by FLS LP, except to the extent of their pecuniary interest therein.