Filing Details
- Accession Number:
- 0001209191-20-055424
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-20 19:59:46
- Reporting Period:
- 2020-10-20
- Accepted Time:
- 2020-10-20 19:59:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1819790 | Tarsus Pharmaceuticals Inc. | TARS | Biological Products, (No Disgnostic Substances) (2836) | 814717861 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1827839 | Viii Partnership Limited Horowitz | 5030 Campus Drive, Suite A Newport Beach CA 92660 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-10-20 | 1,434,790 | $0.00 | 1,434,790 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2020-10-20 | 245,966 | $0.00 | 1,680,756 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2020-10-20 | 71,427 | $0.00 | 1,752,183 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2020-10-20 | 168,750 | $16.00 | 1,920,933 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-10-20 | 43,151 | $0.00 | 43,151 | No | 4 | C | Indirect | By the Adam S. Horowitz Revocable Trust |
| Common Stock | Acquisiton | 2020-10-20 | 7,396 | $0.00 | 50,547 | No | 4 | C | Indirect | By the Adam S. Horowitz Revocable Trust |
| Common Stock | Acquisiton | 2020-10-20 | 15,625 | $16.00 | 66,172 | No | 4 | P | Indirect | By the Adam S. Horowitz Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | P | Direct | |
| No | 4 | C | Indirect | By the Adam S. Horowitz Revocable Trust |
| No | 4 | C | Indirect | By the Adam S. Horowitz Revocable Trust |
| No | 4 | P | Indirect | By the Adam S. Horowitz Revocable Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Preferred Stock | Disposition | 2020-10-20 | 1,434,790 | $0.00 | 1,434,790 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2020-10-20 | 245,966 | $0.00 | 245,966 | $0.00 |
| Common Stock | Series C Preferred Stock | Disposition | 2020-10-20 | 71,427 | $0.00 | 71,427 | $0.00 |
| Common Stock | Series A Preferred Stock | Disposition | 2020-10-20 | 43,151 | $0.00 | 43,151 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2020-10-20 | 7,396 | $0.00 | 7,396 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect |
Footnotes
- Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's common stock, par value $0.0001 per share, on a one-for-one basis. The shares of Preferred Stock had no expiration date.
- The shares are held by Adam S. Horowitz Revocable Trust, of which Adam S. Horowitz is Trustee. Adam S. Horowitz is affiliated with Horowitz Limited Partnership VIII.
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