Filing Details
- Accession Number:
- 0001209191-20-055423
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-20 19:58:22
- Reporting Period:
- 2020-10-20
- Accepted Time:
- 2020-10-20 19:58:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1819790 | Tarsus Pharmaceuticals Inc. | TARS | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1750117 | Vivo Capital Fund Ix, L.p. | C/O Vivo Capital Llc 192 Lytton Avenue Palo Alto CA 94301 | No | No | Yes | No | |
1750698 | Vivo Capital Ix, Llc | C/O Vivo Capital Llc 192 Lytton Avenue Palo Alto CA 94301 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-10-20 | 2,780,754 | $0.00 | 2,780,754 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2020-10-20 | 214,281 | $0.00 | 2,995,035 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2020-10-20 | 250,000 | $16.00 | 3,245,035 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2020-10-20 | 2,780,754 | $0.00 | 2,780,754 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2020-10-20 | 214,281 | $0.00 | 214,281 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's common stock, par value $0.0001 per share, on a one-for-one basis. The shares of Preferred Stock had no expiration date.
- The shares are held directly by Vivo Capital Fund IX, L.P. Vivo Capital IX, LLC is the general partner of Vivo Capital Fund IX, L.P. As the managing members of Vivo Capital IX, LLC, Frank Kung, Edgar Engleman, Shan Fu, Jack Nielsen and Michael Chang share voting and dispositive power over the shares held by Vivo Capital Fund IX, L.P., but each disclaims beneficial ownership of such shares except to the extent of their individual pecuniary interest therein.