Filing Details

Accession Number:
0001209191-20-055421
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-20 19:56:09
Reporting Period:
2020-10-20
Accepted Time:
2020-10-20 19:56:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1819790 Tarsus Pharmaceuticals Inc. TARS Biological Products, (No Disgnostic Substances) (2836) 814717861
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1827272 E. Jason Tester C/Otarsus Pharmaceuticals, Inc.
15440 Laguna Canyon Road, Suite 160
Irvine CA 92618
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-10-20 21,575 $0.00 21,575 No 4 C Indirect By Tester Living Trust
Common Stock Acquisiton 2020-10-20 3,698 $0.00 25,273 No 4 C Indirect By Tester Living Trust
Common Stock Acquisiton 2020-10-20 3,125 $16.00 28,398 No 4 P Indirect By Tester Living Trust
Common Stock Acquisiton 2020-10-20 1,434,790 $0.00 1,434,790 No 4 C Indirect By Horowitz Limited Partnership VIII
Common Stock Acquisiton 2020-10-20 245,966 $0.00 1,680,756 No 4 C Indirect By Horowitz Limited Partnership VIII
Common Stock Acquisiton 2020-10-20 71,427 $0.00 1,752,183 No 4 C Indirect By Horowitz Limited Partnership VIII
Common Stock Acquisiton 2020-10-20 168,750 $16.00 1,920,933 No 4 P Indirect By Horowitz Limited Partnership VIII
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Tester Living Trust
No 4 C Indirect By Tester Living Trust
No 4 P Indirect By Tester Living Trust
No 4 C Indirect By Horowitz Limited Partnership VIII
No 4 C Indirect By Horowitz Limited Partnership VIII
No 4 C Indirect By Horowitz Limited Partnership VIII
No 4 P Indirect By Horowitz Limited Partnership VIII
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2020-10-20 21,575 $0.00 21,575 $0.00
Common Stock Series B Preferred Stock Disposition 2020-10-20 3,698 $0.00 3,698 $0.00
Common Stock Series A Preferred Stock Disposition 2020-10-20 1,434,790 $0.00 1,434,790 $0.00
Common Stock Series B Preferred Stock Disposition 2020-10-20 245,966 $0.00 245,966 $0.00
Common Stock Series C Preferred Stock Disposition 2020-10-20 71,427 $0.00 71,427 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's common stock, par value $0.0001 per share, on a one-for-one basis. The shares of Preferred Stock had no expiration date.
  2. The Reporting Person is the trustee of the Tester Living Trust, and has voting and dispositive power with respect to these shares.
  3. The shares are held directly by Horowitz Limited Partnership VIII. The Reporting Person is the Chief Financial Officer of Horowitz Management, Inc., the managing partner of Horowitz Limited Partnership VIII. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.