Filing Details
- Accession Number:
- 0001209191-20-055421
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-20 19:56:09
- Reporting Period:
- 2020-10-20
- Accepted Time:
- 2020-10-20 19:56:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1819790 | Tarsus Pharmaceuticals Inc. | TARS | Biological Products, (No Disgnostic Substances) (2836) | 814717861 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1827272 | E. Jason Tester | C/Otarsus Pharmaceuticals, Inc. 15440 Laguna Canyon Road, Suite 160 Irvine CA 92618 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-10-20 | 21,575 | $0.00 | 21,575 | No | 4 | C | Indirect | By Tester Living Trust |
Common Stock | Acquisiton | 2020-10-20 | 3,698 | $0.00 | 25,273 | No | 4 | C | Indirect | By Tester Living Trust |
Common Stock | Acquisiton | 2020-10-20 | 3,125 | $16.00 | 28,398 | No | 4 | P | Indirect | By Tester Living Trust |
Common Stock | Acquisiton | 2020-10-20 | 1,434,790 | $0.00 | 1,434,790 | No | 4 | C | Indirect | By Horowitz Limited Partnership VIII |
Common Stock | Acquisiton | 2020-10-20 | 245,966 | $0.00 | 1,680,756 | No | 4 | C | Indirect | By Horowitz Limited Partnership VIII |
Common Stock | Acquisiton | 2020-10-20 | 71,427 | $0.00 | 1,752,183 | No | 4 | C | Indirect | By Horowitz Limited Partnership VIII |
Common Stock | Acquisiton | 2020-10-20 | 168,750 | $16.00 | 1,920,933 | No | 4 | P | Indirect | By Horowitz Limited Partnership VIII |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Tester Living Trust |
No | 4 | C | Indirect | By Tester Living Trust |
No | 4 | P | Indirect | By Tester Living Trust |
No | 4 | C | Indirect | By Horowitz Limited Partnership VIII |
No | 4 | C | Indirect | By Horowitz Limited Partnership VIII |
No | 4 | C | Indirect | By Horowitz Limited Partnership VIII |
No | 4 | P | Indirect | By Horowitz Limited Partnership VIII |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2020-10-20 | 21,575 | $0.00 | 21,575 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2020-10-20 | 3,698 | $0.00 | 3,698 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2020-10-20 | 1,434,790 | $0.00 | 1,434,790 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2020-10-20 | 245,966 | $0.00 | 245,966 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2020-10-20 | 71,427 | $0.00 | 71,427 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's common stock, par value $0.0001 per share, on a one-for-one basis. The shares of Preferred Stock had no expiration date.
- The Reporting Person is the trustee of the Tester Living Trust, and has voting and dispositive power with respect to these shares.
- The shares are held directly by Horowitz Limited Partnership VIII. The Reporting Person is the Chief Financial Officer of Horowitz Management, Inc., the managing partner of Horowitz Limited Partnership VIII. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.