Filing Details
- Accession Number:
- 0001628280-20-014622
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-20 18:04:47
- Reporting Period:
- 2020-10-16
- Accepted Time:
- 2020-10-20 18:04:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1425287 | Workhorse Group Inc. | WKHS | Motor Vehicles & Passenger Car Bodies (3711) | 261394771 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685081 | Duane Hughes | C/O Workhorse Group Inc. 100 Commerce Drive Loveland OH 45140 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Disposition | 2020-10-16 | 50,000 | $23.00 | 338,600 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2020-10-16 | 50,000 | $5.28 | 388,600 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Stock Options | Disposition | 2020-10-16 | 50,000 | $5.28 | 50,000 | $5.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 350,000 | 2017-06-30 | 2027-05-19 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Stock Options | $4.99 | 2016-02-03 | 2021-02-03 | 5,989 | 5,989 | Direct |
| Common Stock, $0.001 Par Value Per Share | Stock Options | $0.97 | 2019-03-31 | 2024-02-04 | 1,000,000 | 1,000,000 | Direct |
| Common Stock, $0.001 Par Value Per Share | Stock Options | $0.97 | 2019-02-04 | 2024-02-04 | 50,000 | 50,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-02-03 | 5,989 | 5,989 | Direct |
| 2024-02-04 | 1,000,000 | 1,000,000 | Direct |
| 2024-02-04 | 50,000 | 50,000 | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.
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