Filing Details
- Accession Number:
- 0001567619-20-018008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-20 16:58:22
- Reporting Period:
- 2020-10-20
- Accepted Time:
- 2020-10-20 16:58:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1799448 | Aligos Therapeutics Inc. | ALGS | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1687880 | Versant Venture Capital Vi, L.p. | One Sansome Street, Suite 3630 San Francisco CA 94104 | No | No | Yes | No | |
1765253 | Versant Vantage I, L.p. | One Sansome Street, Suite 3630 San Francisco CA 94104 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-10-20 | 2,145,991 | $0.00 | 2,145,991 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2020-10-20 | 198,839 | $0.00 | 2,344,830 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2020-10-20 | 85,065 | $0.00 | 2,429,895 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2020-10-20 | 463,959 | $0.00 | 463,959 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2020-10-20 | 198,485 | $0.00 | 662,444 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2020-10-20 | 200,000 | $15.00 | 862,444 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2020-10-20 | 2,145,991 | $0.00 | 2,145,991 | $0.00 |
Common Stock | Series B-1 Preferred Stock | Disposition | 2020-10-20 | 198,839 | $0.00 | 198,839 | $0.00 |
Common Stock | Series B-1 Preferred Stock | Disposition | 2020-10-20 | 463,959 | $0.00 | 463,959 | $0.00 |
Common Stock | Series B-2 Preferred Stock | Disposition | 2020-10-20 | 85,065 | $0.00 | 85,065 | $0.00 |
Common Stock | Series B-2 Preferred Stock | Disposition | 2020-10-20 | 198,485 | $0.00 | 198,485 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.
- These securities are held of record by Versant Venture Capital VI, L.P. ("VVC VI"). Versant Ventures VI GP, L.P. ("VV VI GP") is the general partner of VVC VI, and Versant Ventures VI GP-GP, LLC ("VV VI GP-GP") is the general partner of VV VI GP. Thomas Woiwode Ph.D. is a managing director of VV VI GP-GP and may be deemed to share voting and dispositive power over the shares held by VVC VI and disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. A Form 4 is being filed separately by Dr. Woiwode in his capacity as a Director of the Issuer.
- These securities are held of record by by Versant Vantage I, L.P. ("VV I"). Versant Vantage I GP, L.P. ("VV I GP") is the general partner of VV I, and Versant Vantage I GP-GP, LLC ("VV I GP-GP") is the general partner of VV I GP. Thomas Woiwode Ph.D. is a managing director of VV I GP-GP and may be deemed to share voting and dispositive power over the shares held by VV I and disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. A Form 4 is being filed separately by Dr. Woiwode in his capacity as a Director of the issuer.