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Home > Insider Trading > Filing (0001127602-20-027256)

Filing Details

Accession Number:: 0001127602-20-027256
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-10-20 11:33:13
Reporting Period:: 2020-10-19

Accepted Time:: 2020-10-20 11:33:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1041061	Yum Brands Inc	YUM	Retail-Eating Places (5812)	133951308

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1762328	Anthony Lowings	1441Gardiner Lane Louisville KY 40213	Ceo-Kfc Division	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-10-19	5,008	$35.10	50,368	No	4	M	Direct
Common Stock	Acquisiton	2020-10-19	1,431	$35.10	51,799	No	4	M	Direct
Common Stock	Disposition	2020-10-19	2,294	$98.53	49,505	No	4	D	Direct
Common Stock	Disposition	2020-10-19	4,145	$98.39	45,360	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	D	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Right	Disposition	2020-10-19	5,008	$0.00	5,008	$35.10
Common Stock	Stock Appreciation Right	Disposition	2020-10-19	1,431	$0.00	1,431	$35.10

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2012-02-04	2021-02-04	No	4	M	Direct
12,877	2015-02-04	2021-02-04	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	863	Indirect	401(k) Plan

Footnotes

Pursuant to 10b5-1 Plan