Filing Details
- Accession Number:
- 0001399529-20-000072
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-19 21:59:16
- Reporting Period:
- 2020-10-15
- Accepted Time:
- 2020-10-19 21:59:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1399529 | Dicerna Pharmaceuticals Inc | DRNA | Pharmaceutical Preparations (2834) | 205993609 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1598480 | B James Weissman | C/O Dicerna Pharmaceuticals, Inc. 33 Hayden Avenue Lexington MA 02421 | Chief Operating Officer & Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-10-15 | 8,720 | $3.42 | 30,580 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-10-15 | 8,720 | $20.20 | 21,860 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-10-15 | 8,720 | $0.00 | 8,720 | $3.42 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,720 | 2023-09-24 | No | 4 | M | Direct |
Footnotes
- The Reporting Person sold an aggregate of 8,720 shares of common stock on October 15, 2020 (the "Shares Sold") as reported in this Form 4. The Shares Sold represent 1.16% of 752,878 shares of common stock, which is the number of shares of common stock owned by the Reporting Person prior to the Shares Sold transaction reported in this Form 4, as well as shares issuable upon exercise or settlement of vested and unvested options and restricted stock units held by the Reporting Person as of the date of this report.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2019.
- The vesting of this option was subject to achievement of pre-established performance goals. As of the transaction date, the options were fully vested.