Filing Details
- Accession Number:
- 0000899243-20-028657
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-19 20:05:48
- Reporting Period:
- 2020-10-15
- Accepted Time:
- 2020-10-19 20:05:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1644406 | Hostess Brands Inc. | TWNK | Bakery Products (2050) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1689843 | Hostess Cdm Co-Invest, Llc | 200 Greenwich Avenue Greenwich CT 06830 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-10-15 | 349,743 | $0.00 | 349,743 | No | 4 | J | Direct | |
| Class A Common Stock | Disposition | 2020-10-15 | 349,743 | $13.24 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2020-10-16 | 264,663 | $0.00 | 264,663 | No | 4 | J | Direct | |
| Class A Common Stock | Disposition | 2020-10-16 | 264,663 | $13.23 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2020-10-19 | 212,990 | $0.00 | 212,990 | No | 4 | J | Direct | |
| Class A Common Stock | Disposition | 2020-10-19 | 212,990 | $13.34 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2020-10-15 | 349,743 | $0.00 | 349,743 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2020-10-16 | 264,663 | $0.00 | 264,663 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2020-10-19 | 212,990 | $0.00 | 212,990 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,095,245 | No | 4 | J | Direct | ||
| 4,830,582 | No | 4 | J | Direct | ||
| 4,617,592 | No | 4 | J | Direct |
Footnotes
- Pursuant to the Exchange Agreement, dated November 4, 2016, by and between Hostess Brands, Inc. (the "Issuer"), the reporting person and the other parties thereto (the "Exchange Agreement"), each share of Class B Common Stock may be exchanged for one share of Class A Common Stock of the Issuer, if exchanged together with one Class B Unit of Hostess Holdings, L.P. The exchange rights under the Exchange Agreement do not expire.
- Reflects the weighted average price of sales on October 15, 2020. The shares were sold pursuant to a 10b5-1 plan in multiple transactions at prices ranging from $13.00 to $13.35, inclusive. The 10b5-1 trading plan was established by C. Dean Metropoulos, the controlling person of the reporting person, as of September 14, 2020, to provide for sales of shares, from time to time, by entities controlled thereby, within pre-determined price and quantity limits. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- Reflects the weighted average price of sales on October 16, 2020. The shares were sold pursuant to a 10b5-1 plan in multiple transactions at prices ranging from $13.07 to $13.39, inclusive. The 10b5-1 trading plan was established by C. Dean Metropoulos, the controlling person of the reporting person, as of September 14, 2020, to provide for sales of shares, from time to time, by entities controlled thereby, within pre-determined price and quantity limits. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- Reflects the weighted average price of sales on October 19, 2020. The shares were sold pursuant to a 10b5-1 plan in multiple transactions at prices ranging from $13.20 to $13.50, inclusive. The 10b5-1 trading plan was established by C. Dean Metropoulos, the controlling person of the reporting person, as of September 14, 2020, to provide for sales of shares, from time to time, by entities controlled thereby, within pre-determined price and quantity limits. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
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