Filing Details
- Accession Number:
- 0000320193-20-000089
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-19 18:30:33
- Reporting Period:
- 2020-10-15
- Accepted Time:
- 2020-10-19 18:30:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
320193 | Apple Inc. | AAPL | Electronic Computers (3571) | 942404110 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1631982 | Chris Kondo | One Apple Park Way Cupertino CA 95014 | Principal Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-10-15 | 23,652 | $0.00 | 53,244 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-10-15 | 11,528 | $120.71 | 41,716 | No | 4 | F | Direct | |
Common Stock | Disposition | 2020-10-16 | 14,840 | $121.34 | 26,876 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2020-10-15 | 8,288 | $0.00 | 8,288 | $0.00 |
Common Stock | Restricted Stock Unit | Disposition | 2020-10-15 | 6,368 | $0.00 | 6,368 | $0.00 |
Common Stock | Restricted Stock Unit | Disposition | 2020-10-15 | 4,428 | $0.00 | 4,428 | $0.00 |
Common Stock | Restricted Stock Unit | Disposition | 2020-10-15 | 4,568 | $0.00 | 4,568 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
12,740 | No | 4 | M | Direct | ||
17,720 | No | 4 | M | Direct | ||
27,420 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
- Adjusted to reflect Apple's 4-for-1 stock split (the "stock split"), effective on August 28, 2020.
- The number of securities reported reflects the acquisition on July 31, 2020 of 112 shares, as adjusted to reflect the stock split, of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 1, 2020 through July 31, 2020.
- Shares withheld by Registrant to satisfy the statutory tax withholding requirements on vesting of restricted stock units.
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.
- This award was granted on October 14, 2016. 12.5% of the award vested on April 15, 2017 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2020. All share amounts have been adjusted to reflect the stock split.
- This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split.
- This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split.
- This award was granted on September 29, 2019. 12.5% of the award vested on April 15, 2020 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2023, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split.