Filing Details
- Accession Number:
- 0001156039-20-000086
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-19 16:31:51
- Reporting Period:
- 2020-10-15
- Accepted Time:
- 2020-10-19 16:31:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1156039 | Anthem Inc. | ANTM | Hospital & Medical Service Plans (6324) | 352145715 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1608538 | D Peter Haytaian | 220 Virginia Avenue Indianapolis IN 46204 | Evp & President, Commercial | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-10-15 | 4,667 | $100.77 | 42,602 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-10-15 | 1,000 | $287.58 | 41,602 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-10-15 | 800 | $290.30 | 40,802 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-10-15 | 1,600 | $292.13 | 39,202 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-10-15 | 1,120 | $293.33 | 38,082 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-10-15 | 147 | $293.98 | 37,935 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-10-15 | 1,167 | $295.00 | 36,768 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-10-15 | 4,667 | $0.00 | 4,667 | $100.77 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
781 | 2021-05-01 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.
- This transaction was executed in multiple trades at prices ranging from $287.17 to $287.90. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (6) to this Form 4.
- This transaction was executed in multiple trades at prices ranging from $289.81 to $290.79. The price reported reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $291.71 to $292.62. The price reported reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $292.75 to $293.64. The price reported reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $293.87 to $294.04. The price reported reflects the weighted average sale price.
- The option represents a right to purchase a total of 10,127 shares, and is exercisable in six semi-annual installments with one installment of 1,687 shares and five installments of 1,688 shares each beginning on November 1, 2014, which is the six-month anniversary of the date on which the option was granted.