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Filing Details

Accession Number:: 0000899243-20-028604
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-10-19 16:15:14
Reporting Period:: 2020-10-19

Accepted Time:: 2020-10-19 16:15:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1820721	Array Technologies Inc.	ARRY	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
949509	Oaktree Capital Management Lp	C/O Oaktree Capital Management, L.p. 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071	No	No	Yes	No
1001085	Brookfield Asset Management Inc.	Brookfield Place 181 Bay Street, Suite 300 Toronto A6 M5J 2T3	No	No	Yes	No
1403527	Oaktree Capital Group Holdings, L.p.	333 South Grand Avenue, 28Th Floor Los Angeles CA 90071	No	No	Yes	No
1403528	Oaktree Capital Group, Llc	C/O Oaktree Capital Management, L.p. 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071	No	No	Yes	No
1622599	Oaktree Power Opportunities Fund Iv, L.p.	333 South Grand Avenue, 28Th Floor Los Angeles CA 90071	No	No	Yes	No
1676821	Oaktree Ati Investors, L.p.	333 South Grand Avenue, 28Th Floor Los Angeles CA 90071	No	No	Yes	No
1701705	Oaktree Power Opportunities Fund Iv (Parallel), L.p.	333 South Grand Avenue, 28Th Floor Los Angeles CA 90071	No	No	Yes	No
1790787	Atlas Ocm Holdings, Llc	C/O Oaktree Capital Management, L.p. 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071	No	No	Yes	No
1827785	Ati Investment Parent, Llc	3901 Midway Place Ne Albuquerque NM 87109	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Disposition	2020-10-19	47,625,000	$22.00	72,369,467	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

Represents common stock disposed of in connection with the initial public offering of Array Technologies, Inc.'s common stock, which closed on October 19, 2020. These shares of common stock were disposed at the public offering price of $22.00 per share.
This Form 4 is being filed jointly by (each, a "Reporting Person" and, collectively, the "Reporting Persons") (i) Oaktree Power Opportunities Fund IV, L.P. (the "Main Fund"); (ii) Oaktree Power Opportunities Fund IV (Parallel), L.P. (the "Parallel Fund"); (iii) Oaktree ATI Investors, L.P. (the "Co-Invest Fund"); (iv) Oaktree Capital Management, L.P. ("OCM"); (v) Oaktree Capital Group, LLC ("OCG"); (vi) Atlas OCM Holdings LLC ("Atlas OCM"); (vii) Brookfield Asset Management, Inc. ("Brookfield"); and (viii) Oaktree Capital Group Holdings, L.P. ("OCGH LP").
The Main Fund, the Parallel Fund and the Co-Invest Fund are together the controlling member of ATI Investment Parent, LLC ("Parent"). We refer to the Main Fund, the Parallel Fund and the Co-Invest Fund, collectively, as the "Oaktree Funds." OCM is the investment manager of each of the Oaktree Funds. As a result, each of the Oaktree Funds and OCM may be deemed to have beneficial ownership of the shares owned by Parent. OCM's asset management business is indirectly controlled by OCG and Atlas OCM. As of March 31, 2020, approximately 61.8% of OCM's business is indirectly owned by Brookfield and the remaining approximately 38.2% is owned by current and former OCM executives and employees. Brookfield's ownership interest in OCM's business is held through OCG, Atlas OCM and other holding entities.
(continued from footnote 3) The current and former OCM executives and employees hold their interests through a separate entity, OCGH LP. The board of directors of OCG and of Atlas OCM is currently comprised of: (i) five Oaktree senior executives, Howard S. Marks, Bruce A. Karsh, Jay S. Wintrob, John B Frank, and Sheldon M. Stone; (ii) three independent directors, Stephen J. Gilbert, D. Richard Masson, and Marna C. Whittington; and (iii) two Brookfield senior executives, Justin B. Beber and J. Bruce Flatt.
Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
The reporting persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act.