Filing Details
- Accession Number:
- 0001567619-20-017931
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-16 18:18:24
- Reporting Period:
- 2020-10-14
- Accepted Time:
- 2020-10-16 18:18:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1762359 | Acreage Holdings Inc. | ACRG.A | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1193878 | C William Faasen Van | 366 Madison Avenue, 11Th Floor New York NY 10017 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock - Class E Subordinate Voting Shares | Acquisiton | 2020-10-14 | 17,500 | $0.00 | 264,998 | No | 4 | A | Direct | |
| Common Stock - Class D Subordinate Voting Shares | Acquisiton | 2020-10-14 | 7,500 | $0.00 | 113,571 | No | 4 | A | Direct | |
| Common Stock - Class E Subordinate Voting Shares | Disposition | 2020-10-15 | 7,364 | $2.79 | 257,634 | No | 4 | S | Direct | |
| Common Stock - Class D Subordinate Voting Shares | Disposition | 2020-10-15 | 2,919 | $2.59 | 110,652 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock - Class D Subordinate Voting Shares | Stock Option (Right to Buy) | $7.50 | 2028-11-14 | 48,000 | 48,000 | Direct | |
| Common Stock - Class E Subordinate Voting Shares | Stock Option (Right to Buy) | $17.50 | 2028-11-14 | 112,000 | 112,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2028-11-14 | 48,000 | 48,000 | Direct |
| 2028-11-14 | 112,000 | 112,000 | Direct |
Footnotes
- Pursuant to the Amended Arrangement between Canopy Growth Corporation and Acreage Holdings, Inc., implemented on September 23, 2020, Acreage's articles have been amended to create new Class E subordinate voting shares (the "Fixed Shares"), Class D subordinate voting shares (the "Floating Shares") and Class F multiple voting shares (the "Fixed Multiple Shares"). Each existing Class A subordinate voting share of Acreage (each, a "Subordinate Voting Share") has been exchanged for 0.7 of a Fixed Share and 0.3 of a Floating Share, each existing Class B proportionate voting share (each, a "Proportionate Voting Share") has been exchanged for 28 Fixed Shares and 12 Floating Shares and each existing Class C multiple share (each, a "Multiple Voting Share") has been exchanged for 0.7 of a Fixed Multiple Share and 0.3 of a Floating Share.
- One-third of the options vested on November 14, 2019. The remaining options vest 1/3 on each of November 14, 2020 and November 14, 2021.
Billionaire Hedge Funds
