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Filing Details

Accession Number:: 0001596783-20-000190
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-10-16 18:13:19
Reporting Period:: 2020-10-14

Accepted Time:: 2020-10-16 18:13:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1596783	Catalent Inc.	CTLT	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1397844	L Steven Fasman	C/O Catalent, Inc. 14 Schoolhouse Road Somerset NJ 08873	Svp & General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-10-14	11,539	$24.44	87,460	No	4	M	Direct
Common Stock	Disposition	2020-10-14	7,198	$93.06	80,262	No	4	F	Direct
Common Stock	Acquisiton	2020-10-14	3,486	$31.96	83,748	No	4	M	Direct
Common Stock	Disposition	2020-10-14	2,317	$93.24	81,431	No	4	F	Direct
Common Stock	Disposition	2020-10-14	2,489	$92.31	78,942	No	4	S	Direct
Common Stock	Disposition	2020-10-14	100	$92.88	78,842	No	4	S	Direct
Common Stock	Disposition	2020-10-14	1,400	$94.29	77,442	No	4	S	Direct
Common Stock	Disposition	2020-10-14	100	$94.89	77,342	No	4	S	Direct
Common Stock	Disposition	2020-10-14	353	$92.95	76,989	No	4	S	Direct
Common Stock	Disposition	2020-10-14	568	$92.28	76,421	No	4	S	Direct
Common Stock	Disposition	2020-10-14	500	$94.33	75,921	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options to purchase Common Stock	Disposition	2020-10-14	11,539	$0.00	11,539	$24.44
Common Stock	Options to purchase Common Stock	Disposition	2020-10-14	3,486	$0.00	3,486	$31.96

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2026-07-26	No	4	M	Direct
0		2025-08-27	No	4	M	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.
Includes restricted stock units.
The number of securities reported reflects the acquisition since August 31, 2020 (the date of reporting person's last Form 4) of 38 shares of the Issuer's common stock pursuant to the Issuer's Employee Stock Purchase Plan in transactions exempt from Section 16(b).
Represents shares withheld to pay the exercise price and applicable withholding taxes associated with the exercise of stock options pursuant to the Rule 10b5-1 trading plan noted in footnote 1.
Represents shares sold pursuant to the Rule 10b5-1 trading plan noted in footnote 1.
Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $91.75 to $92.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $93.89 to $94.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $91.79 to $92.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $93.96 to $94.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
On July 26, 2016, the reporting person was granted options to purchase 23,077 shares of common stock of the Issuer, which vested and became exercisable in four equal annual installments beginning on July 26, 2017.
On August 27, 2015, the reporting person was granted options to purchase 13,941 shares of common stock of the Issuer, which vested and became exercisable in four equal annual installments beginning on August 27, 2016.