Filing Details
- Accession Number:
- 0001209191-20-055062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-16 16:49:14
- Reporting Period:
- 2020-10-14
- Accepted Time:
- 2020-10-16 16:49:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1683553 | Spruce Biosciences Inc. | SPRB | () | G7 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1388325 | A/S Holdings Novo | Tuborg Havnevej 19 Hellerup G7 2900 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-10-14 | 4,739,336 | $0.00 | 4,739,336 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2020-10-14 | 250,000 | $15.00 | 4,989,336 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | SERIES A CONVERTIBLE PREFERRED STOCK | Disposition | 2020-10-14 | 21,000,000 | $0.00 | 3,210,518 | $0.00 |
| Common Stock | SERIES B CONVERTIBLE PREFERRED STOCK | Disposition | 2020-10-14 | 10,000,000 | $0.00 | 1,528,818 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- The Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted on a 6.541-to-1 basis into the number of shares of common stock as shown in Column 7 upon the completion of the Issuer's initial public offering without payment of further consideration. These shares have no expiration date.
- Represents a purchase from the underwriters in the Issuer's initial public offering.
Billionaire Hedge Funds
