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Home > Insider Trading > Filing (0000899243-20-028508)

Filing Details

Accession Number:: 0000899243-20-028508
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-10-16 16:17:46
Reporting Period:: 2020-10-13

Accepted Time:: 2020-10-16 16:17:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1356115	Nexpoint Strategic Opportunities Fund	NHF	()	800139099

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1606636	J Robert Froehlich	300 Crescent Court, Suite 700 Dallas TX 75201		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-10-13	700	$8.49	981	No	4	P	Indirect	See Footnote
Common Stock	Disposition	2020-10-14	700	$8.43	281	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Footnotes

These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA account. The October 13, 2020 purchase reported above was inadvertently made and promptly sold. No short swing profit was owed as a result of the transactions.