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Home > Insider Trading > Filing (0000899243-20-028503)

Filing Details

Accession Number:: 0000899243-20-028503
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-10-16 16:01:19
Reporting Period:: 2020-02-25

Accepted Time:: 2020-10-16 16:01:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1622148	Highland Global Allocation Fund	HGLB	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1606636	J Robert Froehlich	300 Crescent Court, Suite 700 Dallas TX 75201		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-02-25	182	$9.03	1,616	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2020-10-13	1,000	$6.05	2,616	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,657	Indirect	See Footnote

Footnotes

These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA account. Total shares also reflect reinvested dividends.
These shares are held by Mr. Froehlich through Mr. Froehlich's personal trust. Total shares also reflect reinvested dividends.