Filing Details

Accession Number:
0001127602-20-027022
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-16 11:55:39
Reporting Period:
2020-10-15
Accepted Time:
2020-10-16 11:55:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1660119 L Tracy Skeans 1441 Gardiner Lane
Louisville KY 40213
Chief People Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-10-15 1,247 $98.00 9,336 No 4 S Direct
Common Stock Disposition 2020-10-16 1,247 $100.00 8,089 No 4 S Direct
Common Stock Acquisiton 2020-10-16 4,533 $45.88 12,622 No 4 M Direct
Common Stock Disposition 2020-10-16 2,080 $100.00 10,542 No 4 D Direct
Common Stock Disposition 2020-10-16 2,453 $100.00 8,089 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2020-10-16 4,533 $0.00 4,533 $45.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,532 2013-02-08 2022-02-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,103 Indirect 401(k) Plan
Footnotes
  1. Pursuant to 10b5-1 Plan
  2. Vesting occurs 25% per year beginning one year from grant date.