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Filing Details

Accession Number:: 0001730168-20-000184
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-10-15 17:00:27
Reporting Period:: 2020-10-13

Accepted Time:: 2020-10-15 17:00:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1730168	Broadcom Inc.	AVGO	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1211588	E Hock Tan	C/O Broadcom Inc. 1320 Ridder Park Drive San Jose CA 95131	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, $0.001 Par Value	Acquisiton	2020-10-13	78,125	$52.65	310,727	No	4	M	Direct
Common Stock, $0.001 Par Value	Disposition	2020-10-13	2,429	$379.29	308,298	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2020-10-13	11,032	$380.49	297,266	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2020-10-13	14,227	$381.42	283,039	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2020-10-13	20,304	$382.46	262,735	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2020-10-13	22,458	$383.26	240,277	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2020-10-13	5,534	$384.28	234,743	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2020-10-13	500	$385.27	234,243	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2020-10-13	1,641	$386.77	232,602	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, $0.001 Par Value	Stock Option (Right to Buy)	Disposition	2020-10-13	78,125	$0.00	78,125	$52.65

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
390,625		2021-01-01	No	4	M	Direct

Footnotes

Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
Includes 1,502 restricted stock units.
Transaction executed in multiple trades at prices ranging from $378.85 to $379.84 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $379.90 to $380.89 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $380.90 to $381.89 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $381.91 to $382.90 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $382.91 to $383.90 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $383.91 to $384.75 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $385.25 to $385.40 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $386.53 to $387.13 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.