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Filing Details

Accession Number:: 0000899243-20-028301
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-10-15 16:05:11
Reporting Period:: 2020-10-14

Accepted Time:: 2020-10-15 16:05:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1800347	Cc Neuberger Principal Holdings I	PCPL	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1453072	Alyeska Investment Group, L.p.	77 West Wacker Drive, 7Th Floor Chicago IL 60601	No	No	Yes	No
1456506	Alyeska Master Fund, L.p.	77 West Wacker Drive, 7Th Floor Chicago IL 60601	No	No	Yes	No
1775953	Alyeska Master Fund 3, L.p.	77 West Wacker Drive, 7Th Floor Chicago IL 60601	No	No	Yes	No
1822280	Anand Parekh	77 West Wacker Drive, 7Th Floor Chicago IL 60601	No	No	Yes	No
1822281	Alyeska Investments, Llc	77 West Wacker Drive, 7Th Floor Chicago IL 60601	No	No	Yes	No
1822286	Alyeska Investment Group, Llc	77 West Wacker Drive, 7Th Floor Chicago IL 60601	No	No	Yes	No
1822287	Alyeska Fund Gp, Llc	77 West Wacker Drive, 7Th Floor Chicago IL 60601	No	No	Yes	No
1822509	Alyeska Fund 3 Gp, Llc	77 West Wacker Drive, 7Th Floor Chicago IL 60601	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Ordinary Shares	Disposition	2020-10-14	5,000	$10.19	4,279,001	No	4	S	Direct
Class A Ordinary Shares	Disposition	2020-10-14	4,960	$10.19	4,245,041	No	4	S	Direct
Class A Ordinary Shares	Disposition	2020-10-14	40	$10.19	33,960	No	4	S	Direct
Class A Ordinary Shares	Disposition	2020-10-14	4,960	$10.19	4,245,041	No	4	S	Indirect	Footnotes
Class A Ordinary Shares	Disposition	2020-10-14	40	$10.19	33,960	No	4	S	Indirect	Footnotes
Class A Ordinary Shares	Disposition	2020-10-14	5,000	$10.19	4,279,001	No	4	S	Indirect	Footnotes
Class A Ordinary Shares	Disposition	2020-10-14	5,000	$10.19	4,279,001	No	4	S	Indirect	Footnotes
Class A Ordinary Shares	Disposition	2020-10-14	5,000	$10.19	4,279,001	No	4	S	Indirect	Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	Footnotes
No	4	S	Indirect	Footnotes
No	4	S	Indirect	Footnotes
No	4	S	Indirect	Footnotes
No	4	S	Indirect	Footnotes

Footnotes

Alyeska Investment Group, L.P. (the "Investment Manager") is the investment manager of each of Alyeska Master Fund, L.P. ("Fund 1") and Alyeska Master Fund 3, L.P. ("Fund 3" and, together with Fund 1, the "Funds"). In that capacity, the Investment Manager directs the voting and disposition of securities held by the Funds. Fund 1 is the direct owner of 4,245,041 shares of Class A Ordinary Shares, par value $0.0001 per share ("Shares"), of CC Neuberger Principal Holdings I. Fund 3 is the direct owner of 33,960 Shares. The Investment Manager receives an asset-based fee relating to the Shares directly held by the Funds, and does not hold a pecuniary interest in such Shares.
(i) Alyeska Fund GP, LLC is the general partner of Fund 1 and has an indirect profits interest in the Shares directly held by Fund 1; (ii) Alyeska Fund 3 GP, LLC is the general partner of Fund 3 and has an indirect profits interest in the Shares directly held by Fund 3; (iii) Alyeska Investment Group, LLC is the sole owner of Alyeska Fund GP, LLC and Alyeska Fund 3 GP, LLC, and has an indirect profits interest in the Shares directly held by the Funds; (iv) Alyeska Investments, LLC (together with Alyeska Fund GP, LLC, Alyeska Fund 3 GP, LLC and Alyeska Investment Group, LLC, the "Upper Tier Entities") is the managing member of Alyeska Investment Group, LLC and has an indirect profits interest in the Shares directly held by the Funds; and (v) Anand Parekh is the managing member of Alyeska Investments, LLC and has an indirect profits interest in the Shares directly held by the Funds.
The filing of this Form 4 shall not be construed as an admission that Mr. Parekh or any Upper Tier Entity is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any Shares. Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of Mr. Parekh and the Upper Tier Entities disclaims such beneficial ownership, except to the extent of his or its pecuniary interest.
On October 14, 2020, Fund 1 sold 4,960 Shares for $10.19 per Share, and Fund 3 sold 40 Shares for $10.19 per Share.
The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act.