Filing Details
- Accession Number:
- 0001726978-20-000330
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-14 18:54:49
- Reporting Period:
- 2020-10-12
- Accepted Time:
- 2020-10-14 18:54:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1726978 | Goosehead Insurance Inc. | GSHD | Insurance Agents, Brokers & Service (6411) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1737503 | Elizabeth Mary Robyn Jones | C/O Goosehead Insurance, Inc. 1500 Solana Blvd., Building 4, Ste 4500 Westlake TX 76262 | Yes | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common Stock | Disposition | 2020-10-12 | 31,688 | $0.00 | 13,000,496 | No | 4 | C | Indirect | By Trust |
Class A Common Stock | Acquisiton | 2020-10-12 | 31,688 | $0.00 | 31,688 | No | 4 | C | Indirect | By Mark and Robyn Jones Descendants Trust 2014 |
Class A Common Stock | Disposition | 2020-10-12 | 31,688 | $96.74 | 0 | No | 4 | S | Indirect | By Mark and Robyn Jones Descendants Trust 2014 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Trust |
No | 4 | C | Indirect | By Mark and Robyn Jones Descendants Trust 2014 |
No | 4 | S | Indirect | By Mark and Robyn Jones Descendants Trust 2014 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | LLC Units in Goosehead Financial, LLC | Disposition | 2020-10-12 | 31,688 | $0.00 | 31,688 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,000,496 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 333,790 | Direct | |
Class B Common Stock | 182,349 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | LLC Units in Goosehead Financial, LLC | $0.00 | 182,349 | 182,349 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
182,349 | 182,349 | Direct |
Footnotes
- Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.
- This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.
- Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.