Filing Details
- Accession Number:
- 0001209191-20-054808
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-14 17:25:01
- Reporting Period:
- 2020-10-12
- Accepted Time:
- 2020-10-14 17:25:01
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1166586 | A Benjamin Horowitz | C/O Okta, Inc. 100 First St, Suite 600 San Francisco CA 94105 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2020-10-12 | 600 | $239.74 | 945,969 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2020-10-12 | 900 | $241.36 | 945,069 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2020-10-12 | 2,000 | $242.17 | 943,069 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2020-10-12 | 11,100 | $243.44 | 931,969 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2020-10-12 | 18,497 | $244.32 | 913,472 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2020-10-12 | 13,303 | $245.19 | 900,169 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2020-10-12 | 3,600 | $246.03 | 896,569 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2020-10-13 | 3,724 | $243.24 | 892,845 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2020-10-13 | 1,090 | $244.46 | 891,755 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2020-10-13 | 4,310 | $245.37 | 887,445 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2020-10-13 | 13,100 | $246.37 | 874,345 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2020-10-13 | 12,008 | $247.25 | 862,337 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2020-10-13 | 13,041 | $248.33 | 849,296 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2020-10-13 | 2,727 | $249.12 | 846,569 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | $0.00 | 1,064 | 1,064 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,064 | 1,064 | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $239.5049 to $239.86 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported securities are held directly by a family trust for which the Reporting Person is a trustee.
- The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $240.71 to $241.68 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $241.77 to $242.74 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $242.78 to $243.77 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $243.7899 to $244.78 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $244.7899 to $245.78 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $245.7899 to $246.43 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $242.77 to $243.74 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $243.80 to $244.79 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $244.84 to $245.77 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $245.845 to $246.84 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.85 to $247.81 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $247.85 to $248.83 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $248.88 to $249.475 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
- The RSUs vest in full on the earlier of June 16, 2021 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.