Filing Details
- Accession Number:
- 0000899243-20-028189
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-14 17:00:15
- Reporting Period:
- 2020-10-09
- Accepted Time:
- 2020-10-14 17:00:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 94845 | Levi Strauss & Co | LEVI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 940905160 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1768680 | L Miriam Haas | C/O Argonaut Securities Company 1155 Battery Street San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-10-09 | 200,000 | $0.00 | 200,000 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2020-10-09 | 200,000 | $15.30 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2020-10-12 | 200,000 | $0.00 | 200,000 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2020-10-12 | 200,000 | $15.94 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2020-10-13 | 100,000 | $0.00 | 100,000 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2020-10-13 | 100,000 | $15.54 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2020-02-25 | 6,925,070 | $0.00 | 0 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2020-02-25 | 6,347,949 | $0.00 | 0 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2020-08-25 | 17,147,064 | $0.00 | 0 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2020-08-25 | 9,045,153 | $0.00 | 0 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2020-10-08 | 6,000,000 | $0.00 | 0 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2020-10-08 | 6,000,000 | $0.00 | 0 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2020-10-09 | 200,000 | $0.00 | 0 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2020-10-12 | 200,000 | $0.00 | 0 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2020-10-13 | 100,000 | $0.00 | 0 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,147,064 | No | 4 | J | Indirect | ||
| 36,439,109 | No | 4 | J | Direct | ||
| 0 | No | 4 | J | Indirect | ||
| 45,484,262 | No | 4 | J | Direct | ||
| 39,484,262 | No | 4 | J | Direct | ||
| 6,000,000 | No | 4 | J | Indirect | ||
| 39,284,262 | No | 4 | C | Direct | ||
| 39,084,262 | No | 4 | C | Direct | ||
| 38,984,262 | No | 4 | C | Direct |
Footnotes
- Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.
- Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.04 to $15.67 per share. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.73 to $16.34 per share. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.50 to $15.65 per share. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- Shares reflect distributions from a grantor retained annuity trust for the benefit of the reporting person and the remainder beneficiaries.
- Shares reflect contributions to a grantor retained annuity trust for the benefit of the reporting person and the remainder beneficiaries.
Billionaire Hedge Funds
