Filing Details
- Accession Number:
- 0001127602-11-012054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-04 16:35:38
- Reporting Period:
- 2011-04-01
- Filing Date:
- 2011-04-04
- Accepted Time:
- 2011-04-04 16:35:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1238486 | David Jonathan Blum | 1441 Gardiner Lane Louisville KY 40213 | Chief Public Affairs Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-01 | 9,500 | $22.53 | 31,631 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-02 | 9,500 | $51.80 | 22,131 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-04-01 | 9,500 | $0.00 | 7,682 | $22.53 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
47,500 | 2006-01-28 | 2015-01-28 | No | 4 | M | Direct |
Footnotes
- Shares exercised and sold pursuant to SEC 10b5-1 plan.
- This transaction was executed in multiple trades at prices ranging from $51.77 to $51.82. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.