Filing Details
- Accession Number:
- 0001246360-20-001623
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-13 19:35:10
- Reporting Period:
- 2020-10-08
- Accepted Time:
- 2020-10-13 19:35:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1604643 | Evoqua Water Technologies Corp. | AQUA | Refrigeration & Service Industry Machinery (3580) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1720147 | Rodney Aulick | 210 Sixth Avenue Suite 3300 Pittsburgh PA 15222 | Executive Vice President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-10-08 | 47,011 | $4.64 | 140,944 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-10-08 | 47,011 | $23.53 | 93,933 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-10-09 | 12,130 | $4.64 | 106,063 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-10-09 | 12,130 | $23.83 | 93,933 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-10-12 | 55,000 | $4.64 | 148,933 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-10-12 | 55,000 | $24.64 | 93,933 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-10-08 | 47,011 | $0.00 | 47,011 | $4.64 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-10-09 | 12,130 | $0.00 | 12,130 | $4.64 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-10-12 | 55,000 | $0.00 | 55,000 | $4.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 177,130 | 2024-03-06 | No | 4 | M | Direct | |
| 165,000 | 2024-03-06 | No | 4 | M | Direct | |
| 110,000 | 2024-03-06 | No | 4 | M | Direct |
Footnotes
- The amount of these securities shown in column 5 of this table includes 23,477 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by Mr. Aulick on February 24, 2020.
- This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Aulick on June 9, 2020.
- The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.76, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 5 and 6 to this Form 4.
- This option is fully vested.
- The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.525 to $24.19, inclusive.
- The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.515 to $24.965, inclusive.
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