Filing Details

Accession Number:
0001246360-20-001623
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-13 19:35:10
Reporting Period:
2020-10-08
Accepted Time:
2020-10-13 19:35:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604643 Evoqua Water Technologies Corp. AQUA Refrigeration & Service Industry Machinery (3580) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1720147 Rodney Aulick 210 Sixth Avenue Suite 3300
Pittsburgh PA 15222
Executive Vice President No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-10-08 47,011 $4.64 140,944 No 4 M Direct
Common Stock Disposition 2020-10-08 47,011 $23.53 93,933 No 4 S Direct
Common Stock Acquisiton 2020-10-09 12,130 $4.64 106,063 No 4 M Direct
Common Stock Disposition 2020-10-09 12,130 $23.83 93,933 No 4 S Direct
Common Stock Acquisiton 2020-10-12 55,000 $4.64 148,933 No 4 M Direct
Common Stock Disposition 2020-10-12 55,000 $24.64 93,933 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2020-10-08 47,011 $0.00 47,011 $4.64
Common Stock Stock Option (Right to Buy) Disposition 2020-10-09 12,130 $0.00 12,130 $4.64
Common Stock Stock Option (Right to Buy) Disposition 2020-10-12 55,000 $0.00 55,000 $4.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
177,130 2024-03-06 No 4 M Direct
165,000 2024-03-06 No 4 M Direct
110,000 2024-03-06 No 4 M Direct
Footnotes
  1. The amount of these securities shown in column 5 of this table includes 23,477 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by Mr. Aulick on February 24, 2020.
  2. This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Aulick on June 9, 2020.
  3. The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.76, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 5 and 6 to this Form 4.
  4. This option is fully vested.
  5. The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.525 to $24.19, inclusive.
  6. The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.515 to $24.965, inclusive.