Filing Details
- Accession Number:
- 0000046619-20-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-13 18:23:20
- Reporting Period:
- 2020-10-09
- Accepted Time:
- 2020-10-13 18:23:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
46619 | Heico Corp | HEI, HEI.A | Aircraft Engines & Engine Parts (3724) | 650341002 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1551293 | L Carlos Macau | 3000 Taft Street Hollywood FL 33021 | Evp-Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-10-09 | 122,070 | $12.80 | 130,392 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2020-10-09 | 30,518 | $12.81 | 160,910 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2020-10-09 | 65,518 | $97.52 | 95,392 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2020-10-09 | 6,670 | $97.64 | 88,722 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2020-10-12 | 15,600 | $96.66 | 73,122 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2020-10-13 | 24,400 | $95.25 | 48,722 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option (Right to purchase Class A Common Stock) | Disposition | 2020-10-09 | 122,070 | $0.00 | 122,070 | $12.80 |
Class A Common Stock | Option (Right to purchase Class A Common Stock) | Disposition | 2020-10-09 | 30,518 | $0.00 | 30,518 | $12.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-06-01 | No | 4 | M | Direct | |
0 | 2022-06-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 2,000 | Indirect | By Sons |
Common Stock | 1,752 | Indirect | 401k Plan |
Class A Common Stock | 1,773 | Indirect | 401k Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option (Right to purchase Class A Common Stock) | $15.45 | 2023-06-10 | 61,036 | 61,036 | Direct | |
Class A Common Stock | Option (Right to purchase Class A Common Stock) | $24.91 | 2025-06-08 | 48,829 | 48,829 | Direct | |
Class A Common Stock | Option (Right to purchase Class A Common Stock) | $22.20 | 2025-12-14 | 48,829 | 48,829 | Direct | |
Class A Common Stock | Option (Right to purchase Class A Common Stock) | $38.37 | 2027-03-17 | 97,656 | 97,656 | Direct | |
Class A Common Stock | Option (Right to purchase Class A Common Stock) | $56.24 | 2028-03-16 | 62,500 | 62,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-06-10 | 61,036 | 61,036 | Direct |
2025-06-08 | 48,829 | 48,829 | Direct |
2025-12-14 | 48,829 | 48,829 | Direct |
2027-03-17 | 97,656 | 97,656 | Direct |
2028-03-16 | 62,500 | 62,500 | Direct |
Footnotes
- The proceeds of this sale were used to pay a portion of the exercise price and tax liability resulting from a broker-assisted cashless stock option exercise.
- Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401k plan based on a plan statement dated October 12, 2020.
- These options are exercisable at 20% per year over five years from the date of grant.