Filing Details

Accession Number:
0000046619-20-000048
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-13 18:23:20
Reporting Period:
2020-10-09
Accepted Time:
2020-10-13 18:23:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
46619 Heico Corp HEI, HEI.A Aircraft Engines & Engine Parts (3724) 650341002
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1551293 L Carlos Macau 3000 Taft Street
Hollywood FL 33021
Evp-Cfo & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-10-09 122,070 $12.80 130,392 No 4 M Direct
Class A Common Stock Acquisiton 2020-10-09 30,518 $12.81 160,910 No 4 M Direct
Class A Common Stock Disposition 2020-10-09 65,518 $97.52 95,392 No 4 F Direct
Class A Common Stock Disposition 2020-10-09 6,670 $97.64 88,722 No 4 S Direct
Class A Common Stock Disposition 2020-10-12 15,600 $96.66 73,122 No 4 S Direct
Class A Common Stock Disposition 2020-10-13 24,400 $95.25 48,722 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Option (Right to purchase Class A Common Stock) Disposition 2020-10-09 122,070 $0.00 122,070 $12.80
Class A Common Stock Option (Right to purchase Class A Common Stock) Disposition 2020-10-09 30,518 $0.00 30,518 $12.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-06-01 No 4 M Direct
0 2022-06-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 2,000 Indirect By Sons
Common Stock 1,752 Indirect 401k Plan
Class A Common Stock 1,773 Indirect 401k Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Option (Right to purchase Class A Common Stock) $15.45 2023-06-10 61,036 61,036 Direct
Class A Common Stock Option (Right to purchase Class A Common Stock) $24.91 2025-06-08 48,829 48,829 Direct
Class A Common Stock Option (Right to purchase Class A Common Stock) $22.20 2025-12-14 48,829 48,829 Direct
Class A Common Stock Option (Right to purchase Class A Common Stock) $38.37 2027-03-17 97,656 97,656 Direct
Class A Common Stock Option (Right to purchase Class A Common Stock) $56.24 2028-03-16 62,500 62,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-06-10 61,036 61,036 Direct
2025-06-08 48,829 48,829 Direct
2025-12-14 48,829 48,829 Direct
2027-03-17 97,656 97,656 Direct
2028-03-16 62,500 62,500 Direct
Footnotes
  1. The proceeds of this sale were used to pay a portion of the exercise price and tax liability resulting from a broker-assisted cashless stock option exercise.
  2. Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401k plan based on a plan statement dated October 12, 2020.
  3. These options are exercisable at 20% per year over five years from the date of grant.