Filing Details

Accession Number:
0001104659-20-114494
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-13 16:01:26
Reporting Period:
2020-10-08
Accepted Time:
2020-10-13 16:01:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1093691 Plug Power Inc PLUG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1008001 C George Mcnamee C/O Plug Power Inc.
968 Albany Shaker Road
Latham NY 12110
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-10-08 15,000 $1.22 904,058 No 4 M Direct
Common Stock Acquisiton 2020-10-08 15,000 $0.38 919,058 No 4 M Direct
Common Stock Acquisiton 2020-10-08 15,000 $5.63 934,058 No 4 M Direct
Common Stock Disposition 2020-10-08 45,000 $19.00 889,058 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2020-10-08 15,000 $0.00 15,000 $1.22
Common Stock Stock Option (Right to Buy) Disposition 2020-10-08 15,000 $0.00 15,000 $0.38
Common Stock Stock Option (Right to Buy) Disposition 2020-10-08 15,000 $0.00 15,000 $5.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-05-16 No 4 M Direct
0 2023-06-28 No 4 M Direct
0 2024-07-23 No 4 M Direct
Footnotes
  1. Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 11, 2020.
  2. The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.