Filing Details

Accession Number:
0001217234-20-000184
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-09 17:03:58
Reporting Period:
2020-10-08
Accepted Time:
2020-10-09 17:03:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1217234 Caredx Inc. CDNA Services-Medical Laboratories (8071) 943316839
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1721150 Sasha King C/O Caredx, Inc.
1 Tower Place, 9Th Floor
South San Francisco CA 94080
Chief Commercial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-10-08 3,333 $6.31 61,760 No 4 M Direct
Common Stock Acquisiton 2020-10-08 2,667 $27.17 64,427 No 4 M Direct
Common Stock Acquisiton 2020-10-08 1,111 $2.80 65,538 No 4 M Direct
Common Stock Acquisiton 2020-10-08 6,667 $5.90 72,205 No 4 M Direct
Common Stock Acquisiton 2020-10-08 8,334 $12.24 80,539 No 4 M Direct
Common Stock Acquisiton 2020-10-08 1,667 $1.07 82,206 No 4 M Direct
Common Stock Acquisiton 2020-10-08 2,000 $1.00 84,206 No 4 M Direct
Common Stock Disposition 2020-10-08 40,775 $50.62 43,431 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2020-10-08 3,333 $0.00 3,333 $6.31
Common Stock Employee Stock Option (right to buy) Disposition 2020-10-08 2,667 $0.00 2,667 $27.17
Common Stock Employee Stock Option (right to buy) Disposition 2020-10-08 1,111 $0.00 1,111 $2.80
Common Stock Employee Stock Option (right to buy) Disposition 2020-10-08 6,667 $0.00 6,667 $5.90
Common Stock Employee Stock Option (right to buy) Disposition 2020-10-08 8,334 $0.00 8,334 $12.24
Common Stock Employee Stock Option (right to buy) Disposition 2020-10-08 1,667 $0.00 1,667 $1.07
Common Stock Employee Stock Option (right to buy) Disposition 2020-10-08 2,000 $0.00 2,000 $1.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,667 2028-01-19 No 4 M Direct
9,333 2029-02-04 No 4 M Direct
1,528 2027-09-01 No 4 M Direct
10,833 2027-10-27 No 4 M Direct
20,833 2028-06-29 No 4 M Direct
1,875 2027-06-09 No 4 M Direct
1,500 2027-04-21 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.16 to $51.10, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
  3. 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.
  4. 1/4th of the shares subject to the option vested on February 4, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.
  5. 50% of the shares subject to the option vested on September 1, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
  6. 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
  7. 1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.
  8. 25% of the shares subject to the option vested on June 9, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
  9. 25% of the shares subject to the option vested on March 30, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.