Filing Details
- Accession Number:
- 0001727689-20-000010
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-10-08 20:45:31
- Reporting Period:
- 2020-10-01
- Accepted Time:
- 2020-10-08 20:45:31
- Original Submission Date:
- 2020-10-05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1424864 | Rise Gold Corp. | RYES | Metal Mining (1000) | 300692325 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1786366 | Ward Lawrence Lepard | 59 North Main Street, #1 Sherborn MA 01770 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-10-01 | 140,000 | $0.75 | 1,397,206 | No | 4 | P | Indirect | By EMA GARP FUND LP |
| Common Stock | Acquisiton | 2020-10-02 | 65,783 | $0.74 | 1,462,989 | No | 4 | P | Indirect | By EMA GARP FUND LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By EMA GARP FUND LP |
| No | 4 | P | Indirect | By EMA GARP FUND LP |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 591,875 | Direct | |
| Common Stock | 135,000 | Indirect | By Lepard Children |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | $0.70 | 2019-08-21 | 2024-08-21 | 100,000 | 100,000 | Direct |
| Common Stock | Warrants | $1.20 | 2018-09-17 | 2021-09-17 | 81,875 | 81,875 | Direct |
| Common Stock | Warrants | $1.00 | 2019-08-19 | 2022-08-19 | 200,000 | 200,000 | Direct |
| Common Stock | Warrants | $1.00 | 2020-07-31 | 2022-07-31 | 66,667 | 66,667 | Indirect |
| Common Stock | Warrants | $1.50 | 2018-04-18 | 2021-04-18 | 130,000 | 130,000 | Indirect |
| Common Stock | Warrants | $1.00 | 2019-07-03 | 2022-07-03 | 50,000 | 50,000 | Indirect |
| Common Stock | Warrants | $1.00 | 2019-08-19 | 2022-08-19 | 250,000 | 250,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-08-21 | 100,000 | 100,000 | Direct |
| 2021-09-17 | 81,875 | 81,875 | Direct |
| 2022-08-19 | 200,000 | 200,000 | Direct |
| 2022-07-31 | 66,667 | 66,667 | Indirect |
| 2021-04-18 | 130,000 | 130,000 | Indirect |
| 2022-07-03 | 50,000 | 50,000 | Indirect |
| 2022-08-19 | 250,000 | 250,000 | Indirect |
Footnotes
- Weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $0.69 to $0.75. The reporting person undertakes to provide the issuer, any security holder of the issuer, and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- Weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $0.7455 to $0.75. The reporting person undertakes to provide the issuer, any security holder of the issuer, and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- Represents a price in Canadian dollars.
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