Filing Details
- Accession Number:
- 0001209191-20-054318
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-08 18:16:03
- Reporting Period:
- 2020-10-06
- Accepted Time:
- 2020-10-08 18:16:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1472012 | Immunome Inc. | IMNM | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1405685 | Michael Rapp | C/O Immunome, Inc. 665 Stockton Drive, Suite 300 Exton PA 19341 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-10-06 | 555,554 | $0.00 | 555,554 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2020-10-06 | 83,332 | $12.00 | 638,886 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Convertible Preferred Stock | Disposition | 2020-10-06 | 555,554 | $0.00 | 555,554 | $0.00 |
| Series A Convertible Preferred Stock | Warrant (right to buy) | Disposition | 2020-10-06 | 166,666 | $0.00 | 166,666 | $9.00 |
| Common Stock | Warrant (right to buy) | Acquisiton | 2020-10-06 | 166,666 | $0.00 | 166,666 | $9.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | 2023-06-02 | No | 4 | C | Direct | |
| 166,666 | 2023-06-02 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 827,640 | Indirect | See Footnote |
Footnotes
- Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of theIssuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.
- The shares are held by BCM Advisory Partners LLC (the "LLC"). The Reporting Person is a managing member of the LLC and has voting and investment power with respect to shares held by the LLC.
- Each share of Series A Convertible Preferred Stock underlying this warrant automatically converted into shares of Common Stock upon theclosing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.
- Immediately exercisable.
Billionaire Hedge Funds
