Filing Details
- Accession Number:
- 0001179110-20-010348
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-07 21:01:58
- Reporting Period:
- 2020-10-05
- Accepted Time:
- 2020-10-07 21:01:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1070081 | Ptc Therapeutics Inc. | PTCT | Pharmaceutical Preparations (2834) | 043416587 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1578962 | Walter Stuart Peltz | C/O Ptc Therapeutics, Inc. 100 Corporate Court South Plainfield NJ 07080 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-10-05 | 900 | $10.85 | 56,985 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-10-05 | 900 | $50.00 | 56,085 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-10-05 | 54,560 | $10.85 | 110,645 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-10-05 | 54,560 | $50.00 | 56,085 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-10-06 | 50,015 | $10.85 | 106,100 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-10-06 | 50,015 | $50.10 | 56,085 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-10-06 | 22,511 | $10.85 | 78,596 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-10-06 | 22,511 | $50.15 | 56,085 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-10-06 | 51,825 | $11.23 | 107,910 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-10-06 | 51,825 | $50.14 | 56,085 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right To Buy) | Disposition | 2020-10-05 | 900 | $10.85 | 900 | $10.85 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2020-10-05 | 54,560 | $10.85 | 54,560 | $10.85 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-10-06 | 50,015 | $10.85 | 50,015 | $10.85 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-10-06 | 22,511 | $10.85 | 22,511 | $10.85 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2020-10-06 | 51,825 | $11.23 | 51,825 | $11.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 102,130 | 2023-05-15 | No | 4 | M | Direct | |
| 56,134 | 2023-05-15 | No | 4 | M | Direct | |
| 52,115 | 2023-05-15 | No | 4 | M | Direct | |
| 33,623 | 2023-05-15 | No | 4 | M | Direct | |
| 74,175 | 2027-01-02 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right To Buy) | $490.80 | 2021-04-27 | 541 | 541 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $218.40 | 2022-01-10 | 416 | 416 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $27.05 | 2024-01-27 | 200,000 | 200,000 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $51.00 | 2025-01-01 | 300,000 | 300,000 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $30.86 | 2026-01-03 | 175,000 | 175,000 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $18.01 | 2028-01-02 | 200,000 | 200,000 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $33.02 | 2029-01-21 | 265,000 | 265,000 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $33.02 | 2029-01-21 | 55,000 | 55,000 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $51.16 | 2030-01-28 | 192,500 | 192,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-04-27 | 541 | 541 | Direct |
| 2022-01-10 | 416 | 416 | Direct |
| 2024-01-27 | 200,000 | 200,000 | Direct |
| 2025-01-01 | 300,000 | 300,000 | Direct |
| 2026-01-03 | 175,000 | 175,000 | Direct |
| 2028-01-02 | 200,000 | 200,000 | Direct |
| 2029-01-21 | 265,000 | 265,000 | Direct |
| 2029-01-21 | 55,000 | 55,000 | Direct |
| 2030-01-28 | 192,500 | 192,500 | Direct |
Footnotes
- This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on September 3, 2020.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $50.00 to $50.12 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on August 11, 2020.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $50.00 to $50.47 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $50.00 to $50.62 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Currently exercisable.
- This option was granted on January 3, 2017, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2018, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2018.
- This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.
- This option was granted on January 22, 2019 and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 22, 2020.
- This option was granted on January 22, 2019 and vests over four years, with 50% of the shares underlying the option vesting on January 22, 2022, and the remaining 50% of the original number of shares underlying the option vesting on January 22, 2023.
- This option was granted on January 29, 2020 and vests over four years, with 25% of the shares underlying the option vesting on January 29, 2021, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 29, 2021.
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