Filing Details

Accession Number:
0001179110-20-010345
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-07 19:27:23
Reporting Period:
2020-10-05
Accepted Time:
2020-10-07 19:27:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604821 Natera Inc. NTRA Services-Medical Laboratories (8071) 010894487
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1646382 Matthew Rabinowitz C/O Natera, Inc., 201 Industrial Road
Suite 410
San Carlos CA 94070
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-10-05 31,261 $70.05 508,739 No 4 S Indirect By RMDM Trust
Common Stock Disposition 2020-10-05 56,764 $70.71 451,975 No 4 S Indirect By RMDM Trust
Common Stock Disposition 2020-10-05 1,975 $71.69 450,000 No 4 S Indirect By RMDM Trust
Common Stock Disposition 2020-10-06 21,810 $70.32 428,190 No 4 S Indirect By RMDM Trust
Common Stock Disposition 2020-10-06 33,412 $71.41 394,778 No 4 S Indirect By RMDM Trust
Common Stock Disposition 2020-10-06 20,311 $72.45 374,467 No 4 S Indirect By RMDM Trust
Common Stock Disposition 2020-10-06 14,467 $73.17 360,000 No 4 S Indirect By RMDM Trust
Common Stock Disposition 2020-10-07 1,300 $71.05 358,700 No 4 S Indirect By RMDM Trust
Common Stock Disposition 2020-10-07 19,418 $72.41 339,282 No 4 S Indirect By RMDM Trust
Common Stock Disposition 2020-10-07 39,817 $73.17 299,465 No 4 S Indirect By RMDM Trust
Common Stock Disposition 2020-10-07 9,465 $73.89 290,000 No 4 S Indirect By RMDM Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By RMDM Trust
No 4 S Indirect By RMDM Trust
No 4 S Indirect By RMDM Trust
No 4 S Indirect By RMDM Trust
No 4 S Indirect By RMDM Trust
No 4 S Indirect By RMDM Trust
No 4 S Indirect By RMDM Trust
No 4 S Indirect By RMDM Trust
No 4 S Indirect By RMDM Trust
No 4 S Indirect By RMDM Trust
No 4 S Indirect By RMDM Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 572,375 Direct
Common Stock 613,496 Indirect By Matthew Rabinowitz Grantor Retained Annuity Trust
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.
  2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.45 to $70.44 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.
  4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.45 to $71.29 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.45 to $72.13 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.88 to $70.86 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.89 to $71.87 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  8. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.91 to $72.90 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  9. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.91 to $73.52 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  10. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.36 to $71.25 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  11. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.71 to $72.70 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  12. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.71 to $73.70 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  13. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.71 to $74.37 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  14. These reported shares are subject to restrictions in the Lock-Up Letter Agreement.
  15. Mr. Rabinowitz is a trustee of the Matthew Rabinowitz Grantor Retained Annuity Trust, and has voting and dispositive power with respect to the reported shares. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.