Filing Details
- Accession Number:
- 0001104659-20-113052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-07 16:00:46
- Reporting Period:
- 2020-10-05
- Accepted Time:
- 2020-10-07 16:00:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1093691 | Plug Power Inc | PLUG | Electrical Industrial Apparatus (3620) | 223672377 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1590336 | Keith Schmid | C/O Plug Power Inc. 968 Albany Shaker Road Latham NY 12110 | Coo & Sr. Vp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-10-05 | 83,333 | $2.43 | 439,553 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-10-05 | 83,333 | $15.00 | 356,220 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-10-06 | 83,334 | $2.43 | 439,554 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-10-06 | 83,334 | $16.04 | 356,220 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2020-10-05 | 83,333 | $0.00 | 83,333 | $2.43 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-10-06 | 83,334 | $0.00 | 83,334 | $2.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 83,334 | 2025-07-23 | No | 4 | M | Direct | |
| 0 | 2025-07-23 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to a pre-established 10b5-1 trading plan effective August 19, 2020.
- The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.
Billionaire Hedge Funds
