Filing Details
- Accession Number:
- 0001209191-20-054101
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-07 12:19:49
- Reporting Period:
- 2020-10-05
- Accepted Time:
- 2020-10-07 12:19:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 822370 | Emmaus Life Sciences Inc. | EMMA | Pharmaceutical Preparations (2834) | 870419387 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1517691 | Yutaka Niihara | 21250 Hawthorne Blvd. Suite 800 Torrance CA 90503 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Acquisiton | 2020-10-05 | 1,250 | $0.96 | 10,699,746 | No | 4 | P | Direct | |
| Common Stock, $0.001 Par Value | Acquisiton | 2020-10-06 | 2,000 | $0.92 | 10,701,746 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.001 Par Value | 92,794 | Indirect | By Hope International Hospice, Inc. |
| Common Stock, $0.001 Par Value | 63,000 | Indirect | By Soomi Niihara |
Footnotes
- The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife.
- Hope International Hospice, Inc, is a California corporation of which Dr. Niihara and his wife are the sole shareholders and directors.
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