Filing Details
- Accession Number:
- 0000899243-20-027697
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-06 21:28:03
- Reporting Period:
- 2020-10-06
- Accepted Time:
- 2020-10-06 21:28:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1662579 | C4 Therapeutics Inc. | CCCC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1132945 | A Marc Cohen | C/O C4 Therapeutics, Inc. 490 Arsenal Way, Suite 200 Watertown MA 02472 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-10-06 | 237,149 | $0.00 | 370,024 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2020-10-06 | 1,482,183 | $0.00 | 1,852,207 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2020-10-06 | 2,484,425 | $0.00 | 2,484,425 | No | 4 | C | Indirect | By Cobro Ventures Opportunity Fund, L.P. |
Common Stock | Acquisiton | 2020-10-06 | 5,030 | $19.00 | 5,030 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | By Cobro Ventures Opportunity Fund, L.P. |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series Seed Preferred Stock | Disposition | 2020-10-06 | 2,000,000 | $0.00 | 237,149 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2020-10-06 | 12,500,000 | $0.00 | 1,482,183 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2020-10-06 | 20,952,403 | $0.00 | 2,484,425 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series Seed Preferred Stock, Series A Preferred Stock, and Series B Preferred Stock automatically converted into the Issuer's Common Stock on a 8.4335-to-one basis upon the closing of the Issuer's initial public offering on October 6, 2020 and had no expiration date.
- Shares held by Reporting Person as trustee of the Marc Andrew Cohen Revocable Trust. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- Shares held by Cobro Ventures Opportunity Fund, L.P. ("Cobro Ventures"). The Reporting Person serves as a manager of Cobro Opportunity Fund GP, LLC, the general partner of Cobro Ventures, and may be deemed to exercise voting and investment power over the shares held by Cobro Ventures. The Reporting Person disclaims beneficial ownership of the shares held by Cobro Ventures except to the extent of his pecuniary interest therein.