Filing Details

Accession Number:
0000899243-20-027679
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-06 20:00:10
Reporting Period:
2020-10-02
Accepted Time:
2020-10-06 20:00:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1772695 Sunnova Energy International Inc. NOVA () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1594546 Energy Capital Partners Iii, Lp 40 Beechwood Road
Summit NJ 07901
No No Yes No
1594547 Energy Capital Partners Iii-A, Lp 40 Beechwood Road
Summit NJ 07901
No No Yes No
1594548 Energy Capital Partners Iii-B, Lp 40 Beechwood Road
Summit NJ 07901
No No Yes No
1594549 Energy Capital Partners Iii-C, Lp 40 Beechwood Road
Summit NJ 07901
No No Yes No
1594550 Energy Capital Partners Iii-D, Lp 40 Beechwood Road
Summit NJ 07901
No No Yes No
1621292 Energy Capital Partners Iii, Llc 40 Beechwood Road
Summit NJ 07901
No No Yes No
1679310 Energy Capital Partners Iii (Sunnova Co-Invest), Lp 40 Beechwood Road
Summit NJ 07901
No No Yes No
1697506 Energy Capital Partners Gp Iii, Lp 40 Beechwood Road
Summit NJ 07901
No No Yes No
1707921 Ecp Controlco, Llc 40 Beechwood Road
Summit NJ 07901
No No Yes No
1783494 Energy Capital Partners Gp Iii Co-Investment (Sunnova), Llc 40 Beechwood Road
Summit NJ 07901
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-10-02 5,000,000 $28.00 19,911,664 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
Footnotes
  1. Consists of: 274,199 shares of Common Stock held by Energy Capital Partners III, LP, 9,230,501 shares of Common Stock held by Energy Capital Partners III-A, LP, 1,114,733 shares of Common Stock held by Energy Capital Partners III-B, LP, 3,816,033 shares of Common Stock held by Energy Capital Partners III-C, LP, 4,709,639 shares of Common Stock held by Energy Capital Partners III-D, LP (collectively, the "ECP Funds") and 766,559 shares of Common Stock held by Energy Capital Partners III (Sunnova Co-Invest), LP ("ECP Sunnova").
  2. ECP Control Co, LLC ("ECP Control Co") is the managing member of Energy Capital Partners III, LLC ("ECP GP"), which is (i) the general partner of Energy Capital Partners GP III, LP ("ECP Fund GP") and (ii) the managing member of Energy Capital Partners GP III Co-Investment (Sunnova), LLC ("ECP Sunnova GP"). ECP Fund GP is the general partner of each of the ECP Funds and ECP Sunnova GP is the general partner of ECP Sunnova. Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio are the managing members of ECP ControlCo and share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. As such, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the Common Stock reported herein, but each disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.
  3. In connection with the transactions reported herein, the reporting persons have agreed with BofA Securities, Inc. (the "Broker") not to dispose of any shares of Common Stock for a period of 30 days without the Broker's consent.