Filing Details
- Accession Number:
- 0001754074-20-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-06 17:33:21
- Reporting Period:
- 2020-10-02
- Accepted Time:
- 2020-10-06 17:33:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 849145 | Heritage Global Inc. | HGBL | Services-Business Services, Nec (7389) | 592291344 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1754074 | Topline Capital Partners, Lp | 2913 3Rd Street Unit 201 Santa Monica CA 90405 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-10-02 | 800,000 | $1.75 | 4,311,063 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-10-02 | 48,937 | $1.82 | 4,360,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-10-05 | 27,708 | $1.86 | 4,387,708 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-10-06 | 32,292 | $1.91 | 4,420,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Billionaire Hedge Funds
