Filing Details
- Accession Number:
- 0001209191-20-054024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-06 16:53:15
- Reporting Period:
- 2020-10-05
- Accepted Time:
- 2020-10-06 16:53:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1524472 | Xylem Inc. | XYL | Pumps & Pumping Equipment (3561) | 452080495 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1654800 | David Flinton | C/O Xylem Inc. 1 International Drive Rye Brook NY 10573 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-10-05 | 6,448 | $35.96 | 32,205 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-10-05 | 6,448 | $86.05 | 25,757 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-10-05 | 12,472 | $37.47 | 38,229 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-10-05 | 12,472 | $86.05 | 25,757 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-10-05 | 11,737 | $48.33 | 37,494 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-10-05 | 11,737 | $86.05 | 25,757 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-10-05 | 2,729 | $86.05 | 23,028 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Employee Stock Option (Right to Buy) | Disposition | 2020-10-05 | 6,448 | $0.00 | 6,448 | $35.96 |
| Common | Employee Stock Option (Right to Buy) | Disposition | 2020-10-05 | 12,472 | $0.00 | 12,472 | $37.47 |
| Common | Employee Stock Option (Right to Buy) | Disposition | 2020-10-05 | 11,737 | $0.00 | 11,737 | $48.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-02-24 | No | 4 | M | Direct | |
| 0 | 2026-02-24 | No | 4 | M | Direct | |
| 0 | 2027-02-21 | No | 4 | M | Direct |
Footnotes
- These options were exercised and sold pursuant to the Reporting Person's 10b5-1 Plan which was adopted on September 4, 2020
- This price represents the approximate weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"). 2,200 shares were executed at prices ranging from $85.04 to $86.03 per Share. 4,248 shares were executed at prices ranging from $86.05 to $86.52. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price
- This price represents the approximate weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"). 2,720 shares were executed at prices ranging from $84.92 to $85.88 per Share. 9,752 shares were executed at prices ranging from $85.925 to $86.45. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price
- This price represents the approximate weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"). 4,037 shares were executed at prices ranging from $85.05 to $86.04 per Share. 7,700 shares were executed at prices ranging from $86.05 to $86.52. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price
- These shares are sold pursuant to a 10b5-1 plan adopted by the reporting person on September 4, 2020
- This price represents the approximate weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"). 2,372 shares were executed at prices ranging from $85.39 to $86.36 per Share. 357 shares were executed at prices ranging from $86.39 to $86.46. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price
- These options are fully vested and exercisable as of February 24,2018.
- These options are fully vested and exercisable as of February 24,2019.
- These options are fully vested and exercisable as of February 21,2020.
Billionaire Hedge Funds
