Home > Insider Trading > Filing (0001209191-20-053928)

Filing Details

Accession Number:: 0001209191-20-053928
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-10-05 20:32:34
Reporting Period:: 2020-10-01

Accepted Time:: 2020-10-05 20:32:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1370637	Etsy Inc	ETSY	Services-Business Services, Nec (7389)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1713632	T Michael Fisher	C/O Etsy, Inc. 117 Adams Street Brooklyn NY 11201	Chief Technology Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-10-01	14,961	$0.00	32,789	No	4	M	Direct
Common Stock	Disposition	2020-10-01	7,328	$131.69	25,461	No	4	F	Direct
Common Stock	Acquisiton	2020-10-02	5,208	$14.31	30,669	No	4	M	Direct
Common Stock	Acquisiton	2020-10-02	9,219	$41.65	39,888	No	4	M	Direct
Common Stock	Acquisiton	2020-10-02	5,287	$69.89	45,175	No	4	M	Direct
Common Stock	Disposition	2020-10-02	559	$127.78	44,616	No	4	S	Direct
Common Stock	Disposition	2020-10-02	1,086	$129.41	43,530	No	4	S	Direct
Common Stock	Disposition	2020-10-02	3,909	$130.39	39,621	No	4	S	Direct
Common Stock	Disposition	2020-10-02	12,487	$131.42	27,134	No	4	S	Direct
Common Stock	Disposition	2020-10-02	5,916	$132.48	21,218	No	4	S	Direct
Common Stock	Disposition	2020-10-02	634	$133.01	20,584	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2020-10-01	7,031	$0.00	7,031	$0.00
Common Stock	Restricted Stock Units	Disposition	2020-10-01	2,528	$0.00	2,528	$0.00
Common Stock	Restricted Stock Units	Disposition	2020-10-01	5,402	$0.00	5,402	$0.00
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2020-10-02	5,208	$0.00	5,208	$14.31
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2020-10-02	9,219	$0.00	9,219	$41.65
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2020-10-02	5,287	$0.00	5,287	$69.89

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
21,094		No	4	M	Direct
12,644		No	4	M	Direct
37,815		No	4	M	Direct
52,084	2027-07-31	No	4	M	Direct
64,536	2030-03-15	No	4	M	Direct
26,439	2029-03-14	No	4	M	Direct

Footnotes

Shares of common stock acquired upon the vesting of restricted stock units.
This transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units.
These exercises and subsequent sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 8, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.49 to $128.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.83 to $129.82, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.92 to $130.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.95 to $131.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.96 to $132.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.97 to $133.075, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Represents restricted stock units which correspond 1-for-1 with common stock.
25% of the restricted stock units vested on July 1, 2018, with the remainder vesting in 12 equal quarterly installments thereafter, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date.
The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2019, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date.
The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2020, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date.
The shares underlying the option exercised in this transaction were fully vested and exercisable. The remainder of the shares underlying the option shall continue to vest and become exercisable ratably on a monthly basis on the first day of each month through August 1, 2021, subject to the Reporting Person's continued service with the Issuer through each such date.
The stock options will become exercisable in 8 equal semi-annual installments, beginning on October 1, 2020, provided the Reporting Person remains continuously employed on each vesting date.
The shares underlying the stock option vest in 8 equal semi-annual installments, beginning on October 1, 2019, provided the Reporting Person remains continuously employed on each vesting date.