Filing Details
- Accession Number:
- 0001209191-20-053912
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-05 20:17:25
- Reporting Period:
- 2020-10-02
- Accepted Time:
- 2020-10-05 20:17:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321655 | Palantir Technologies Inc. | PLTR | Services-Prepackaged Software (7372) | 680551851 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1823923 | D. Ryan Taylor | C/O Palantir Technologies Inc. 1555 Blake Street, Suite 250 Denver CO 80202 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-10-02 | 33,177 | $0.00 | 1,931,341 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2020-10-02 | 33,177 | $9.16 | 1,898,164 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Employee Stock Option (Right to buy) | Disposition | 2020-10-02 | 33,177 | $0.00 | 33,177 | $3.25 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2020-10-02 | 33,177 | $0.00 | 33,177 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2020-10-02 | 33,177 | $0.00 | 33,177 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 258,735 | 2023-10-16 | No | 4 | M | Direct | |
| 33,177 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Represents the conversion of Class B Common Stock to Class A Common Stock.
- This transaction was executed in multiple trades at prices ranging from $9.10 to $9.20. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
- All of the shares subject to the option are fully vested and exercisable as of the date hereof.
- The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
Billionaire Hedge Funds
