Filing Details
- Accession Number:
- 0001441816-20-000194
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-05 18:54:45
- Reporting Period:
- 2020-10-01
- Accepted Time:
- 2020-10-05 18:54:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1441816 | Mongodb Inc. | MDB | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1767034 | Cedric Pech | C/O Mongodb, Inc. 1633 Broadway, 38Th Floor New York NY 10019 | Chief Revenue Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-10-01 | 5,729 | $8.40 | 76,966 | No | 4 | M | Indirect | By KW Investments SRL |
Class A Common Stock | Disposition | 2020-10-01 | 597 | $232.23 | 76,369 | No | 4 | S | Indirect | By KW Investments SRL |
Class A Common Stock | Disposition | 2020-10-02 | 215 | $224.47 | 43,095 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2020-10-02 | 8 | $230.35 | 43,087 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2020-10-02 | 2 | $231.69 | 43,085 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | By KW Investments SRL |
No | 4 | S | Indirect | By KW Investments SRL |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-10-01 | 5,729 | $0.00 | 5,729 | $8.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
51,563 | 2027-04-05 | No | 4 | M | Indirect |
Footnotes
- The transaction was pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 19, 2020.
- KW Investments SRL is an Italian limited liability company owned by the Reporting Person and the Reporting Person's spouse.
- Represents the sale of shares of Class A common stock to satisfy the exercise price and the Reporting Person's tax withholding obligations in connection with the Reporting Person's exercise of options.
- Represents the sale of shares of Class A common stock to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.
- The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $230.00 to $230.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. The remaining shares shall vest in 9 equal monthly installments beginning on November 1, 2020, subject to the reporting person providing continuous service to the Issuer on each such date.