Filing Details

Accession Number:
0001209191-20-053733
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-05 17:11:44
Reporting Period:
2020-10-01
Accepted Time:
2020-10-05 17:11:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
29002 Diodes Inc L DIOD Semiconductors & Related Devices (3674) 952039518
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196531 Shew Keh Lu 4949 Hedgcoxe Road
Suite 200
Plano TX 75024
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Diodes Incorporated Common Stock Acquisiton 2020-10-01 35,000 $29.21 469,886 No 4 M Direct
Diodes Incorporated Common Stock Acquisiton 2020-10-01 35,000 $23.35 504,886 No 4 M Direct
Diodes Incorporated Common Stock Disposition 2020-10-01 4,497 $57.00 500,389 No 4 S Direct
Diodes Incorporated Common Stock Disposition 2020-10-01 4,392 $57.15 469,077 No 4 S Direct
Diodes Incorporated Common Stock Disposition 2020-10-01 4,494 $57.35 495,895 No 4 S Direct
Diodes Incorporated Common Stock Disposition 2020-10-01 4,390 $57.45 464,687 No 4 S Direct
Diodes Incorporated Common Stock Disposition 2020-10-01 4,491 $57.70 491,404 No 4 S Direct
Diodes Incorporated Common Stock Disposition 2020-10-01 4,387 $57.85 460,300 No 4 S Direct
Diodes Incorporated Common Stock Disposition 2020-10-01 4,488 $58.00 486,916 No 4 S Direct
Diodes Incorporated Common Stock Disposition 2020-10-01 4,385 $58.15 455,915 No 4 S Direct
Diodes Incorporated Common Stock Disposition 2020-10-01 4,485 $58.35 482,431 No 4 S Direct
Diodes Incorporated Common Stock Disposition 2020-10-01 4,383 $58.45 451,532 No 4 S Direct
Diodes Incorporated Common Stock Disposition 2020-10-01 4,482 $58.70 477,949 No 4 S Direct
Diodes Incorporated Common Stock Disposition 2020-10-01 4,380 $58.85 447,152 No 4 S Direct
Diodes Incorporated Common Stock Disposition 2020-10-01 4,480 $59.00 473,469 No 4 S Direct
Diodes Incorporated Common Stock Disposition 2020-10-01 4,378 $59.15 442,774 No 4 S Direct
Diodes Incorporated Common Stock Acquisiton 2020-10-05 5,000 $29.21 447,774 No 4 M Direct
Diodes Incorporated Common Stock Acquisiton 2020-10-05 5,000 $23.35 452,774 No 4 M Direct
Diodes Incorporated Common Stock Disposition 2020-10-05 4,477 $59.35 448,297 No 4 S Direct
Diodes Incorporated Common Stock Disposition 2020-10-05 4,376 $59.45 443,921 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Diodes Incorporated Common Stock - Diodes 05/26/11 DIOD NQSO Disposition 2020-10-01 35,000 $0.00 35,000 $29.21
Diodes Incorporated Common Stock - Diodes 05/26/11 DIOD NQSO Disposition 2020-10-05 5,000 $0.00 5,000 $29.21
Diodes Incorporated Common Stock - Diodes 06/06/13 DIOD NQSO Disposition 2020-10-01 35,000 $0.00 35,000 $23.35
Diodes Incorporated Common Stock - Diodes 06/06/13 DIOD NQSO Disposition 2020-10-05 5,000 $0.00 5,000 $23.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2012-05-26 2021-05-26 No 4 M Direct
5,000 2012-05-26 2021-05-26 No 4 M Direct
10,000 2014-07-01 2021-06-06 No 4 M Direct
5,000 2014-07-01 2021-06-06 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Diodes Incorporated Common Stock 46,150 Indirect Custodial
Diodes Incorporated Common Stock 700,000 Indirect Lu Grandchildren's Trust
Diodes Incorporated Common Stock 56,015 Indirect The Lu Family Foundation
Diodes Incorporated Common Stock 4,700 Indirect The Lu 2017 Irrevocable Trust
Diodes Incorporated Common Stock - Performance Stock Units 251,818 Direct
Footnotes
  1. Exercised under a 10b5-1 plan.
  2. Sold under a 10b5-1 plan.
  3. These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.
  4. Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012.
  5. Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014.