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Filing Details

Accession Number:: 0001179110-20-010239
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-10-05 17:05:25
Reporting Period:: 2020-10-01

Accepted Time:: 2020-10-05 17:05:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
26076	Cubic Corp	CUB	Measuring & Controlling Devices, Nec (3829)	951678055

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1097235	H Bradley Feldmann	9333 Balboa Avenue San Diego CA 92123	Chairman/President/Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-10-01	34,263	$0.00	88,709	No	4	M	Direct
Common Stock	Disposition	2020-10-01	17,205	$57.54	71,504	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2020-10-01	5,972	$0.00	5,972	$0.00
Common Stock	Restricted Stock Units	Disposition	2020-10-01	5,599	$0.00	5,599	$0.00
Common Stock	Restricted Stock Units	Disposition	2020-10-01	7,796	$0.00	7,796	$0.00
Common Stock	Restricted Stock Units	Disposition	2020-10-01	14,896	$0.00	14,896	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	No	4	M	Direct
5,598	No	4	M	Direct
15,590	No	4	M	Direct
29,796	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,547	Indirect	Cubic 401(k)
Common Stock	5,115	Indirect	Feldmann IRA
Common Stock	33	Indirect	The Feldmann Family Trust DTD 04-20-12
Common Stock	11	Indirect	Child

Footnotes

Reflects the issuance of CUB common stock upon vesting of previously granted restricted stock units ("RSUs"). Each such RSU represented a contingent right to receive one share of CUB common stock.
Includes a total of 485 shares acquired through the Employee Stock Purchase Plan on December 31, 2019 and June 30, 2020.
Consists of shares sold by the issuer to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.
Represents shares held by Reporting Person's 401(k).
Represents shares held by the PTC Cust Rollover FBO Bradley Feldmann, of which Reporting Person is the sole owner with full vesting and disposition right.
Represents shares held by The Feldmann Family Trust DTD 04-20-2012, of which Reporting Person and his spouse are Co-Trustees with full voting and disposition rights.
Represents shares held by Reporting Person's son, a dependent not living in household. Reporting Person disclaims beneficial ownership of these securities.
This is the fourth of four vesting installments of RSUs granted to Reporting Person on November 14, 2016.
This is the third of four vesting installments of RSUs granted to Reporting Person on November 27, 2017. The remaining 5,598 shares from such grant shall vest on October 1, 2021, subject to Reporting Person's continuous service through each application vesting date.
This is the second of four vesting installments of RSUs granted to Reporting Person on November 21, 2018. The remaining 15,590 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022, subject to Reporting Person's continuous service through each application vesting date.
This is the first of three vesting installments of RSUs granted to Reporting Person on November 29, 2019. The remaining 29,796 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022, subject to Reporting Person's continuous service through each application vesting date.