Filing Details

Accession Number:
0001727689-20-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-05 16:30:53
Reporting Period:
2020-10-01
Accepted Time:
2020-10-05 16:30:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424864 Rise Gold Corp. RYES Metal Mining (1000) 300692325
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1786366 Ward Lawrence Lepard 59 North Main Street, #1
Sherborn MA 01770
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-10-01 140,000 $0.75 1,397,206 No 4 P Indirect By EMA GARP FUND LP
Common Stock Acquisiton 2020-10-02 65,783 $0.74 1,462,989 No 4 P Indirect By EMA GARP FUND LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By EMA GARP FUND LP
No 4 P Indirect By EMA GARP FUND LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 591,975 Direct
Common Stock 135,000 Indirect By Lepard Children
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options $0.70 2019-08-21 2024-08-21 100,000 100,000 Direct
Common Stock Warrants $1.20 2018-09-17 2021-09-17 81,875 81,875 Direct
Common Stock Warrants $1.00 2019-08-19 2022-08-19 200,000 200,000 Direct
Common Stock Warrants $1.00 2020-07-31 2022-07-31 66,667 66,667 Indirect
Common Stock Warrants $1.50 2018-04-18 2021-04-18 130,000 130,000 Indirect
Common Stock Warrants $1.00 2019-07-03 2022-07-03 50,000 50,000 Indirect
Common Stock Warrants $1.00 2019-08-19 2022-08-19 250,000 250,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-08-21 100,000 100,000 Direct
2021-09-17 81,875 81,875 Direct
2022-08-19 200,000 200,000 Direct
2022-07-31 66,667 66,667 Indirect
2021-04-18 130,000 130,000 Indirect
2022-07-03 50,000 50,000 Indirect
2022-08-19 250,000 250,000 Indirect
Footnotes
  1. Weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $0.69 to $0.75. The reporting person undertakes to provide the issuer, any security holder of the issuer, and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
  2. Weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $0.7455 to $0.75. The reporting person undertakes to provide the issuer, any security holder of the issuer, and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
  3. Represents a price in Canadian dollars.