Filing Details
- Accession Number:
- 0001179110-20-010228
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-05 16:24:54
- Reporting Period:
- 2020-10-01
- Accepted Time:
- 2020-10-05 16:24:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
88205 | Spx Corp | SPXC | Metalworkg Machinery & Equipment (3540) | 381016240 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1653288 | Iii William John Swann | C/O Spx Corporation 6325 Ardrey Kell Road, Suite 400 Charlotte NC 28277 | Pres., Heating And Location & | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-10-01 | 19,662 | $12.36 | 91,985 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-10-01 | 19,662 | $47.00 | 72,323 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee stock option to purchase common stock | Disposition | 2020-10-01 | 19,662 | $0.00 | 19,662 | $12.36 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
30,648 | 2018-10-13 | 2025-10-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,312 | Indirect | 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee stock option to purchase common stock | $12.85 | 2019-03-02 | 2026-03-02 | 31,776 | 31,776 | Direct |
Common Stock | Employee stock option to purchase common stock | $27.40 | 2020-03-01 | 2027-03-01 | 13,214 | 13,214 | Direct |
Common Stock | Employee stock option to purchase common stock | $32.69 | 2021-02-22 | 2028-02-22 | 12,361 | 12,361 | Direct |
Common Stock | Employee stock option to purchase common stock | $36.51 | 2022-02-21 | 2029-02-21 | 13,556 | 13,556 | Direct |
Common Stock | Employee stock option to purchase common stock | $50.09 | 2023-02-20 | 2030-02-20 | 10,552 | 10,552 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-03-02 | 31,776 | 31,776 | Direct |
2027-03-01 | 13,214 | 13,214 | Direct |
2028-02-22 | 12,361 | 12,361 | Direct |
2029-02-21 | 13,556 | 13,556 | Direct |
2030-02-20 | 10,552 | 10,552 | Direct |
Footnotes
- Includes unvested restricted stock units.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.
- Vests as to 100% of the shares on the third anniversary of the grant date.
- Vests in three equal installments beginning on March 2, 2017.
- Vests in three equal installments beginning on March 1, 2018.
- Vests in three equal installments beginning on February 22, 2019.
- Vests in three equal installments beginning on February 21, 2020.
- Vests in three equal installments beginning on February 20, 2021.